DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• E••• C••••••• L••
Latest filing Sep 14, 2026
First filing on the tape May 16, 2025 · 6 filings
SEC status approved since Jun 11, 2025
RAUM
$585M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
9
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$585M as of Jul 31, 2026
May 16, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 31, 2026
May 16, 20250 then
Employees (5.A)9 as of Jul 31, 2026
May 16, 20255 then
Private funds1 as of Jul 31, 2026
Sep 22, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $195MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $481M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$481M82%
- Other investment advisers$104M18%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $481M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0 bank_owner=falsederived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- M••••••• M•••••• · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
- M••••• G•• · Membercontrolsince 03/2025 · owns less than 5%
- P•••••• R•••••• J•••• · Director Of Finance And Operationscontrolsince 03/2025 · owns less than 5%
- S•••• R••••• J••••••• · Managing Generalcontrolsince 03/2025 · owns 75% or more
Entity owners
- P•• A•••• T•••• I• · Memberdirect · owns 5% to 10%
- T•• F•••• G••••••••• T•••• · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 31, 2026 to Sep 14, 2026
- Private funds · 1 to unsetJul 31, 2026 to Sep 14, 2026
- Succession · false to unsetJul 31, 2026 to Sep 14, 2026
- Accounts · 2 to 3Sep 22, 2025 to Mar 30, 2026
- Advisory employees · 3 to 5Sep 22, 2025 to Mar 30, 2026
- Advisory activities · 1 to 2Sep 22, 2025 to Mar 30, 2026
- Assets in custody · $110M to $481MSep 22, 2025 to Mar 30, 2026
- Employees · 6 to 9Sep 22, 2025 to Mar 30, 2026
- HQ city · to BOSTONSep 22, 2025 to Mar 30, 2026
- HQ state · to MASep 22, 2025 to Mar 30, 2026
- Discretionary RAUM · $110M to $585MSep 22, 2025 to Mar 30, 2026
- Pooled vehicle RAUM · $110M to $481MSep 22, 2025 to Mar 30, 2026
- RAUM · $110M to $585MSep 22, 2025 to Mar 30, 2026
- Related adviser · false to trueSep 22, 2025 to Mar 30, 2026
- Related bank · false to trueSep 22, 2025 to Mar 30, 2026
- Accounts · 0 to 2May 16, 2025 to Sep 22, 2025
- Business name · M••••• C•••••• P•••••••• L•• to T••••• E••• C••••••• L••May 16, 2025 to Sep 22, 2025
- Pooled vehicle clients · unset to 2.0May 16, 2025 to Sep 22, 2025
- Assets in custody · unset to 109536340.0May 16, 2025 to Sep 22, 2025
- Custody of client assets · false to trueMay 16, 2025 to Sep 22, 2025
- Employees · 5 to 6May 16, 2025 to Sep 22, 2025
- HQ city · WESTON to May 16, 2025 to Sep 22, 2025
- HQ state · MA to May 16, 2025 to Sep 22, 2025
- Legal name · M••••• C•••••• P•••••••• L•• to T••••• E••• C••••••• L••May 16, 2025 to Sep 22, 2025
- Private funds · unset to 1May 16, 2025 to Sep 22, 2025
- Discretionary RAUM · $0 to $110MMay 16, 2025 to Sep 22, 2025
- Pooled vehicle RAUM · unset to 109536340.0May 16, 2025 to Sep 22, 2025
- RAUM · $0 to $110MMay 16, 2025 to Sep 22, 2025
Signals
1 dated events
- T••••• E••• C••••••• L•• reported RAUM $584.8M, up 434% from $109.5M (2025-09-22 to 2026-03-30)Mar 30, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Principal office phone
- 617-468-6054reportedpublic record, Form ADV, Sep 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026