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SEC-registered adviser

H••••• H•••• C•••••• I•••••••••

Independent wealth managerLondon, CRD 335654SEC 801-132861websiteIAPD
Latest filing Aug 25, 2026
First filing on the tape May 12, 2025 · 7 filings
SEC status approved since May 28, 2025
RAUM
$280,000
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$280,000 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$140,000
derived; firm RAUM over IAPD count
Employees
2
1 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$280,000 as of Aug 25, 2026
May 12, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)1 as of Aug 25, 2026
May 12, 20251 then
Employees (5.A)2 as of Aug 25, 2026
May 12, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 25, 2026; every figure names its basis
Archetypes, each a printed rule
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$140,000derivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$280,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Individuals$280,000100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
S•••• J••• D••••London May 28, 202520 y0
H•••• G•••• S••••••••New York, Ny Aug 21, 202612 y0
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••••• H••••• G•••• · Ceocontrol
        since 03/2025 · owns 50% to 75%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      New York, Ny210
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Jan 12, 2026 to Feb 6, 2026
      • Advisory employees · 2 to 1
        Jan 12, 2026 to Feb 6, 2026
      • Discretionary RAUM · $0 to $280,000
        Jan 12, 2026 to Feb 6, 2026
      • Individual RAUM · unset to 280000.0
        Jan 12, 2026 to Feb 6, 2026
      • RAUM · $0 to $280,000
        Jan 12, 2026 to Feb 6, 2026
      • Financial planning clients · 0 to 0
        Jun 9, 2025 to Aug 18, 2025
      • Business name · H••• S•••••••• • C•••••• to H••••• H•••• C•••••• I•••••••••
        May 12, 2025 to Jun 9, 2025
      • Legal name · H••• S•••••••• • C•••••• to H••••• H•••• C•••••• I•••••••••
        May 12, 2025 to Jun 9, 2025
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@h•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      212-293-1031reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      h•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      (212) 293-1031reportedpublic record, Form ADV, Aug 25, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $140,000derivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026