DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
T••••• E••• C•••••• P•••••••• L•
Latest filing Apr 14, 2026
First filing on the tape May 9, 2025 · 4 filings
SEC status approved since Jun 9, 2025
RAUM
$933M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$933M as of Apr 14, 2026
May 9, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 14, 2026
May 9, 20250 then
Employees (5.A)7 as of Apr 14, 2026
May 9, 20255 then
Private funds1 as of Apr 14, 2026
Oct 6, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $311MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $933M, 3 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$933M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 3reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $933M for 3 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- D•••• M••••••• J•••• · Chief Financial Officer, Chief Operating Officer, Chief Compliance Officercontrolsince 01/2025 · owns less than 5%
- Y••••••• O••••• D••••• · Principalcontrolsince 10/2024 · owns 75% or more
Entity owners
- T••••• E••• C•••••• P•••••••• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 3 to 5Oct 6, 2025 to Mar 3, 2026
- Assets in custody · $389M to $933MOct 6, 2025 to Mar 3, 2026
- Employees · 5 to 7Oct 6, 2025 to Mar 3, 2026
- Discretionary RAUM · $389M to $933MOct 6, 2025 to Mar 3, 2026
- Pooled vehicle RAUM · $389M to $933MOct 6, 2025 to Mar 3, 2026
- RAUM · $389M to $933MOct 6, 2025 to Mar 3, 2026
- Accounts · 0 to 3May 9, 2025 to Oct 6, 2025
- Pooled vehicle clients · unset to 3.0May 9, 2025 to Oct 6, 2025
- Assets in custody · unset to 389022806.0May 9, 2025 to Oct 6, 2025
- Custody of client assets · false to trueMay 9, 2025 to Oct 6, 2025
- Private funds · unset to 1May 9, 2025 to Oct 6, 2025
- Discretionary RAUM · $0 to $389MMay 9, 2025 to Oct 6, 2025
- Pooled vehicle RAUM · unset to 389022806.0May 9, 2025 to Oct 6, 2025
- RAUM · $0 to $389MMay 9, 2025 to Oct 6, 2025
Signals
1 dated events
- T••••• E••• C•••••• P•••••••• L• reported RAUM $933.4M, up 140% from $389.0M (2025-10-06 to 2026-03-03)Mar 3, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- trailsedgecap.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (770) 600-9010reportedpublic record, Form ADV, Apr 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026