DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M•• F••• M•••••• L••
Latest filing Mar 13, 2026
First filing on the tape Apr 25, 2025 · 3 filings
SEC status approved since May 12, 2025
RAUM
$144M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
95
29 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$144M as of Mar 13, 2026
Apr 25, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 13, 2026
Apr 25, 20250 then
Employees (5.A)95 as of Mar 13, 2026
Apr 25, 202590 then
Private funds1 as of Mar 13, 2026
Nov 21, 20251 then
RAUM n/a over the last fiscal yearIARs 0 to 0
Practice profile
derived from the filing of Mar 13, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $71.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $144M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$144M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $144M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=17.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• B••••• S•••• · Executive Vice President, Directorcontrolsince 02/2025 · owns less than 5%
- F••• W••••••• F••••••••• · President, Directorcontrolsince 02/2025 · owns less than 5%
- J••••••••• M••••••• J••••• · Chief Financial Officer, Directorcontrolsince 02/2025 · owns less than 5%
- M••••••• J••••• L•••• · General Counsel, Senior Vice Presidentcontrolsince 04/2025 · owns less than 5%
- M••••••• R•••• M•••••• · Executive Vice President, Directorcontrolsince 02/2025 · owns less than 5%
- P••••• D•••••• R••••• · Chief Investment Officer, Executive Vice President, Directorcontrolsince 02/2025 · owns less than 5%
- R•••••• R••••••• T••••• · Executive Vice President, Directorcontrolsince 02/2025 · owns less than 5%
- W•••••• T••••••• J••••• · Chief Executive Officer, Directorcontrolsince 02/2025 · owns less than 5%
- W••••••••• K••••• B••••• · Chief Compliance Officer And Associate General Counselcontrolsince 11/2025 · owns less than 5%
Entity owners
- M•• H•••••• C•••••• L•• · Sole Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 30 to 29Nov 21, 2025 to Mar 13, 2026
- BD registered reps · 20 to 17Nov 21, 2025 to Mar 13, 2026
- Assets in custody · $147M to $144MNov 21, 2025 to Mar 13, 2026
- Employees · 90 to 95Nov 21, 2025 to Mar 13, 2026
- Discretionary RAUM · $147M to $144MNov 21, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $147M to $144MNov 21, 2025 to Mar 13, 2026
- RAUM · $147M to $144MNov 21, 2025 to Mar 13, 2026
- Accounts · 0 to 2Apr 25, 2025 to Nov 21, 2025
- BD registered reps · 15 to 20Apr 25, 2025 to Nov 21, 2025
- Pooled vehicle clients · 0 to 2Apr 25, 2025 to Nov 21, 2025
- Assets in custody · $0 to $147MApr 25, 2025 to Nov 21, 2025
- Custody of client assets · false to trueApr 25, 2025 to Nov 21, 2025
- Private funds · unset to 1Apr 25, 2025 to Nov 21, 2025
- Discretionary RAUM · $0 to $147MApr 25, 2025 to Nov 21, 2025
- Pooled vehicle RAUM · $0 to $147MApr 25, 2025 to Nov 21, 2025
- RAUM · $0 to $147MApr 25, 2025 to Nov 21, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/mlg-capitalreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 262-797-9400reportedpublic record, Form ADV, Mar 13, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- ASSET M••••••deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026