DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••••• I•••••••••
Legal name R•••••• I••••••••• I••••••••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Apr 3, 2025 · 4 filings
SEC status approved since May 6, 2025
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
569
115 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$0 as of Mar 31, 2026
Apr 3, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)79 as of Mar 31, 2026
Apr 3, 202580 then
Employees (5.A)569 as of Mar 31, 2026
Apr 3, 2025589 then
Private funds: no history
RAUM n/a over the last fiscal yearIARs 80 to 79
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
Archetypes, each a printed rule
- Broker-dealer affiliated · Item 7.A.1 (broker-dealer affiliate) and at least 50 registered representatives (Item 5.B.2), or the adviser is itself a broker-dealer (6.A.1)
- RAUM per advisor
- $0derivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- unknownderivedRAUM over accounts (5.F.2.f)
- Discretionary
- unknownderivedof RAUM
- Institutional
- unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 7.2derivedItem 5.A over advisors
- Advisors per office
- 39.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- -1.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 0reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=205.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••••• V•••••• R•••••• · Directorcontrolsince 03/2025 · owns less than 5%
- B••••• S••••• S•••••• · Chief Financial Officercontrolsince 03/2025 · owns less than 5%
- C•••••• A••• E•••••••• · Chief Compliance Officercontrolsince 03/2025 · owns less than 5%
- E••••••••• K••••••••• A••• · Director; President; Chief Investment Officercontrolsince 03/2025 · owns less than 5%
- P••••••••• M•••• D•••• · Chief Risk Officercontrolsince 07/2025 · owns less than 5%
- S••••••• H•••••• B•••• · Directorcontrolsince 03/2025 · owns less than 5%
Entity owners
- R•••••• I••••••••• · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 122 to 115Sep 5, 2025 to Mar 31, 2026
- BD registered reps · 192 to 205Sep 5, 2025 to Mar 31, 2026
- Employees · 589 to 569Sep 5, 2025 to Mar 31, 2026
- Insurance-licensed employees · 80 to 79Sep 5, 2025 to Mar 31, 2026
- State-registered IARs · 80 to 79Sep 5, 2025 to Mar 31, 2026
- Financial planning clients · unset to Apr 3, 2025 to Jul 21, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/russell-investmentsreportedpublic record, Form ADV, Sep 18, 2026
- Website
- russellinvestments.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 206-505-7877reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- No RAUM reportedderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026