DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B• W••••• A•••••••• L••
Latest filing Jun 2, 2026
First filing on the tape Jun 26, 2025 · 3 filings
SEC status approved since Jun 9, 2025
RAUM
$26.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$26.0M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$6.5M
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$26.0M as of Jun 2, 2026
Jun 26, 2025$0 then
HNW client RAUM$24.1M as of Jun 2, 2026
Mar 24, 2026$24.1M then
State-registered IARs (5.B.3)6 as of Jun 2, 2026
Jun 26, 20253 then
Employees (5.A)7 as of Jun 2, 2026
Jun 26, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $6.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 9derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.5MderivedHNW RAUM over HNW clients
- Average account
- $240,983derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.8derivedItem 5.A over advisors
- Advisors per office
- 2.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisersreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$24.1M93%
- Individuals$1.9M7.3%
- Individual clients
- 18reported
- HNW clients
- 16reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 108reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| L••• R•••••• C••••••Certified Financial Planner | Littleton, Co | Jul 3, 2025 | 15 y | 5 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- L••• R•••••• C•••••• from W••••• O••• L••Jul 3, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B••••• C••••••• S•••••• · Vice Presidentcontrolsince 05/2025 · owns less than 5%
- B••••• J•••• G•••• · Chief Compliance Officercontrolsince 05/2025 · owns less than 5%
- C••••••• L•••• R•••••• · Ceocontrolsince 04/2025 · owns less than 5%
Entity owners
- 1• R••• B•••• L•• · Ownerdirect · owns 50% to 75%
- W••••• O••• L•• · Ownerdirect · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Littleton, Co · principal | 4 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 108Jun 26, 2025 to Mar 24, 2026
- Advisory employees · 3 to 6Jun 26, 2025 to Mar 24, 2026
- Advisory activities · 2 to 3Jun 26, 2025 to Mar 24, 2026
- HNW clients · unset to 16.0Jun 26, 2025 to Mar 24, 2026
- Individual clients · unset to 18.0Jun 26, 2025 to Mar 24, 2026
- Employees · 3 to 7Jun 26, 2025 to Mar 24, 2026
- State-registered IARs · 3 to 6Jun 26, 2025 to Mar 24, 2026
- Discretionary RAUM · $0 to $26.0MJun 26, 2025 to Mar 24, 2026
- HNW RAUM · unset to 24113543.0Jun 26, 2025 to Mar 24, 2026
- Individual RAUM · unset to 1912663.0Jun 26, 2025 to Mar 24, 2026
- RAUM · $0 to $26.0MJun 26, 2025 to Mar 24, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@bz-wealth.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 208-508-4070reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/bz-wealth/posts/?feedView=allreportedpublic record, Form ADV, Sep 18, 2026
- Website
- bz-wealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 2085084070reportedpublic record, Form ADV, Jun 2, 2026
- Team page
- bz-wealth.com/team-memberreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $6.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026