DFX Intelligence
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SEC-registered adviser
H•••••• A•••• M••••••••• L••
Latest filing Feb 6, 2026
First filing on the tape May 7, 2025 · 4 filings
SEC status approved since May 23, 2025
RAUM
$443M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$111M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$443M as of Feb 6, 2026
May 7, 2025$0 then
HNW client RAUM$0 as of Feb 6, 2026
May 7, 2025$0 then
State-registered IARs (5.B.3)4 as of Feb 6, 2026
May 7, 20250 then
Employees (5.A)10 as of Feb 6, 2026
May 7, 20257 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Feb 6, 2026; every figure names its basis
- RAUM per advisor
- $111MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for investment companiesreportedItem 5.G
- Ownership
- controlled by a public reporting companyderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- controlled by a public reporting company (10.A)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$443M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 6reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| E••• A•••••••• V••••• | Stamford, Ct | Jan 5, 2026 | 11 y | 1 |
| D•••• A••••• S•••• | Boston, Ma | Jan 5, 2026 | 32 y | 1 |
| A••••• N•••• | Stamford, Ct | Jan 7, 2026 | 11 y | 0 |
| R••••• J•••• M•••••••• | Boston, Ma | Feb 6, 2026 | 13 y | 1 |
Advisor movement
0 left, 3 joined in 12 months
net +3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• J•••• M•••••••• from H•••••• R••• M••••••••• L••Feb 6, 2026 · Other
- D•••• A••••• S•••• from H•••••• R••• M••••••••• L••Jan 5, 2026 · Other
- E••• A•••••••• V••••• from H•••••• R••• M••••••••• L••Jan 5, 2026 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 3 joined from H•••••• R••• M••••••••• L••Apr 15, 2025 · Stamford, Ct · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• M••••••• A•••••••• · Presidentcontrolsince 06/2024 · owns less than 5%
- M••••••••• K••••• R•••••• · Ceocontrolsince 06/2024 · owns less than 5%
- M•••••••• J•••• S•••••• · Chief Investment Officercontrolsince 06/2024 · owns less than 5%
- P•••••• A•••••• · General Counsel & Chief Compliance Officercontrolsince 06/2024 · owns less than 5%
Entity owners
- H•••••• R••• M••••••••• L•• · Managing Memberdirect · owns 10% to 25%
- S••••• E•••• L•• · LLC Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Stamford, Ct · principal | 4 | 4 | 0 | ||
| Boston, Ma | 2 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 3 to 6Dec 22, 2025 to Feb 6, 2026
- Advisory employees · 5 to 8Dec 22, 2025 to Feb 6, 2026
- Employees · 7 to 10Dec 22, 2025 to Feb 6, 2026
- State-registered IARs · 0 to 4Dec 22, 2025 to Feb 6, 2026
- Discretionary RAUM · $30.9M to $443MDec 22, 2025 to Feb 6, 2026
- Non-discretionary RAUM · $18.9M to $0Dec 22, 2025 to Feb 6, 2026
- RAUM · $49.8M to $443MDec 22, 2025 to Feb 6, 2026
- Accounts · 0 to 3May 7, 2025 to Jul 24, 2025
- Advisory employees · 4 to 5May 7, 2025 to Jul 24, 2025
- Financial planning clients · 0 to 0May 7, 2025 to Jul 24, 2025
- Discretionary RAUM · $0 to $30.9MMay 7, 2025 to Jul 24, 2025
- Non-discretionary RAUM · $0 to $18.9MMay 7, 2025 to Jul 24, 2025
- RAUM · $0 to $49.8MMay 7, 2025 to Jul 24, 2025
Signals
1 dated events
- H•••••• R••• M••••••••• L••'s advisors moved to H•••••• A•••• M••••••••• L•• (Stamford, CT): 3 of 3 registered, on the same dayApr 15, 2025 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/hedgeye-asset-management-llcreportedpublic record, Form ADV, Sep 21, 2026
- Website
- h••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 212 433-1559reportedpublic record, Form ADV, Feb 6, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- $111Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026