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Asset manager (funds and pooled vehicles)SEC-registered4 private funds· Fairfield, Connecticut

Asset manager (funds and pooled vehicles), based in Fairfield, Connecticut, reporting $441M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$441M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 336207 · SEC 801-134429 · 5 filingsShow
CRD 336207SEC 801-134429First filing on the tape Aug 26, 2025, latest Jul 7, 2026SEC status approved since Sep 25, 2025IAPD
RAUM
$441M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
4
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$441M as of Jul 7, 2026
Aug 26, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 7, 2026
Aug 26, 20250 then
Employees (5.A)2 as of Jul 7, 2026
Aug 26, 20252 then
Private funds4 as of Jul 7, 2026
Jan 23, 20263 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 7, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$88.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$360M82%
  • Other investment advisers$80.9M18%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • J••••• J•••••• J••••• · Chief Investment Officer, Chief Compliance Officer, Owner Operatorcontrol
        since 08/2013 · owns 50% to 75%
      Entity owners
      • T•••••••• A••••••• G•• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 4 to 5
        Jan 23, 2026 to Mar 31, 2026
      • Advisory activities · 1 to 2
        Jan 23, 2026 to Mar 31, 2026
      • Pooled vehicle clients · 3 to 4
        Jan 23, 2026 to Mar 31, 2026
      • Private funds · 3 to 4
        Jan 23, 2026 to Mar 31, 2026
      • Discretionary RAUM · $268M to $441M
        Jan 23, 2026 to Mar 31, 2026
      • Pooled vehicle RAUM · $228M to $360M
        Jan 23, 2026 to Mar 31, 2026
      • RAUM · $268M to $441M
        Jan 23, 2026 to Mar 31, 2026
      • Related bank · true to false
        Jan 23, 2026 to Mar 31, 2026
      • Accounts · 0 to 4
        Aug 26, 2025 to Jan 23, 2026
      • Pooled vehicle clients · unset to 3.0
        Aug 26, 2025 to Jan 23, 2026
      • Assets in custody · unset to 0.0
        Aug 26, 2025 to Jan 23, 2026
      • Custody of client assets · false to true
        Aug 26, 2025 to Jan 23, 2026
      • Financial planning clients · 0 to
        Aug 26, 2025 to Jan 23, 2026
      • Private funds · unset to 3
        Aug 26, 2025 to Jan 23, 2026
      • Discretionary RAUM · $0 to $268M
        Aug 26, 2025 to Jan 23, 2026
      • Pooled vehicle RAUM · unset to 227941000.0
        Aug 26, 2025 to Jan 23, 2026
      • RAUM · $0 to $268M
        Aug 26, 2025 to Jan 23, 2026
      • Related bank · false to true
        Aug 26, 2025 to Jan 23, 2026
      Signals
      1 dated events
      • ••• Locked
        Mar 31, 2026 · RAUM change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jul 7, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026