DFX Intelligence
RIA Intelligence
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SEC-registered adviser
A••••• C••••••• L•••
Latest filing Jul 27, 2026
First filing on the tape Jun 13, 2025 · 4 filings
SEC status approved since Jul 14, 2025
RAUM
$676M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
11 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
2
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$676M as of Jul 27, 2026
Jun 13, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 27, 2026
Jun 13, 20250 then
Employees (5.A)13 as of Jul 27, 2026
Jun 13, 202510 then
Private funds2 as of Jul 27, 2026
Nov 13, 20252 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 27, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $338MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $676M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$676M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $676M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- W••••••••• C•••••••• P••••••• · Cco, Coo & Managing Directorcontrolsince 04/2025 · owns less than 5%
- W••••••• R••••• B•••••• · Managing Partnercontrolsince 03/2025 · owns 75% or more
Entity owners
- A••••• C••••••• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Assets in custody · $542M to $676MMar 13, 2026 to Jul 27, 2026
- Discretionary RAUM · $542M to $676MMar 13, 2026 to Jul 27, 2026
- Pooled vehicle RAUM · $542M to $676MMar 13, 2026 to Jul 27, 2026
- RAUM · $542M to $676MMar 13, 2026 to Jul 27, 2026
- Assets in custody · $350M to $542MNov 13, 2025 to Mar 13, 2026
- Discretionary RAUM · $350M to $542MNov 13, 2025 to Mar 13, 2026
- Pooled vehicle RAUM · $350M to $542MNov 13, 2025 to Mar 13, 2026
- RAUM · $350M to $542MNov 13, 2025 to Mar 13, 2026
- Accounts · 0 to 2Jun 13, 2025 to Nov 13, 2025
- Advisory employees · 8 to 11Jun 13, 2025 to Nov 13, 2025
- Pooled vehicle clients · unset to 2.0Jun 13, 2025 to Nov 13, 2025
- Assets in custody · unset to 350000000.0Jun 13, 2025 to Nov 13, 2025
- Custody of client assets · false to trueJun 13, 2025 to Nov 13, 2025
- Employees · 10 to 13Jun 13, 2025 to Nov 13, 2025
- Private funds · unset to 2Jun 13, 2025 to Nov 13, 2025
- Discretionary RAUM · $0 to $350MJun 13, 2025 to Nov 13, 2025
- Pooled vehicle RAUM · unset to 350000000.0Jun 13, 2025 to Nov 13, 2025
- RAUM · $0 to $350MJun 13, 2025 to Nov 13, 2025
Signals
1 dated events
- A••••• C••••••• L••• reported RAUM $542.1M, up 55% from $350.0M (2025-11-13 to 2026-03-13)Mar 13, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- A••••• C••••••• L••• · Independent Sponsorsshared crd · capital_provider
- A••••• C••••••• L••• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/aphiasreportedpublic record, Form ADV, Sep 21, 2026
- Website
- a•••••.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- 415-320-1644reportedpublic record, Form ADV, Jul 27, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026