DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Square Nine Capital, LP
Latest filing Mar 25, 2026
First filing on the tape Jul 17, 2025 · 4 filings
SEC status approved since Aug 18, 2025
RAUM
$181M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$181M as of Mar 25, 2026
Jul 17, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Jul 17, 20250 then
Employees (5.A)6 as of Mar 25, 2026
Jul 17, 20256 then
Private funds1 as of Mar 25, 2026
Dec 17, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $181MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$181M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- J Christopher Brown · Principalcontrolsince 05/2025 · owns 5% to 10%
- T Peter Ma · Managing Partnercontrolsince 06/2025 · owns 25% to 50%
- Theresa Nicole Musicco · Managing Partnercontrolsince 03/2025 · owns 25% to 50%
- Matthew Gregory Shamo · Chief Compliance Officer, Chief Financial Officer, Chief Operating Officer, General Counselcontrolsince 03/2025 · owns 5% to 10%
Entity owners
- Square Nine Capital · General Partnerdirect · owns less than 5%
- Square Nine Partners, LP · Ownerdirect · owns 75% or more
- Square Nine Founders, LP · Ownerdirect · owns 10% to 25%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Mar 25, 2026custody of client assets (Item 9.A): yes on the filing of 2026-01-07, no on the filing of 2026-03-25peers: asset managers, $100M to $500M (1,567)
What changed
consecutive filings, newest first
- Assets in custody · 0.0 to unsetJan 7, 2026 to Mar 25, 2026
- Custody of client assets · true to falseJan 7, 2026 to Mar 25, 2026
- Discretionary RAUM · $182M to $181MJan 7, 2026 to Mar 25, 2026
- Pooled vehicle RAUM · $182M to $181MJan 7, 2026 to Mar 25, 2026
- RAUM · $182M to $181MJan 7, 2026 to Mar 25, 2026
- Succession · true to falseDec 17, 2025 to Jan 7, 2026
- Accounts · 0 to 1Jul 17, 2025 to Dec 17, 2025
- Business name · SQUARE NINE CAPITAL, LLC to SQUARE NINE CAPITAL, LPJul 17, 2025 to Dec 17, 2025
- Pooled vehicle clients · unset to 1.0Jul 17, 2025 to Dec 17, 2025
- HQ city · NEW YORK to LOS ANGELESJul 17, 2025 to Dec 17, 2025
- HQ state · NY to CAJul 17, 2025 to Dec 17, 2025
- Legal name · SQUARE NINE CAPITAL, LLC to SQUARE NINE CAPITAL, LPJul 17, 2025 to Dec 17, 2025
- Organization form · Limited Liability Company to Limited PartnershipJul 17, 2025 to Dec 17, 2025
- Private funds · unset to 1Jul 17, 2025 to Dec 17, 2025
- Discretionary RAUM · $0 to $182MJul 17, 2025 to Dec 17, 2025
- Pooled vehicle RAUM · unset to 181500000.0Jul 17, 2025 to Dec 17, 2025
- RAUM · $0 to $182MJul 17, 2025 to Dec 17, 2025
- Succession · false to trueJul 17, 2025 to Dec 17, 2025
Signals
1 dated events
- Square Nine Capital, Lp reported succeeding to the business of Square Nine Capital, Lp (Form ADV Item 4)Dec 17, 2025 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
- Square Nine Capital, LP · Independent Sponsorsshared crd · capital_provider
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/square-nine-capitalreportedpublic record, Form ADV, Sep 17, 2026
- Website
- squareninecapital.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 818-254-7459reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026