DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Tempo Wealth
Legal name Tempo Wealth, LLC
Latest filing Mar 17, 2026
First filing on the tape May 2, 2025 · 7 filings
SEC status approved since May 30, 2025
RAUM
$804M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$804M individuals and HNW
Advisors
7
registered through the firm on IAPD
RAUM per advisor
$115M
derived; firm RAUM over IAPD count
Employees
12
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
7 filings and snapshots on the tape
RAUM$804M as of Mar 17, 2026
May 2, 2025$0 then
HNW client RAUM$672M as of Mar 17, 2026
Jun 13, 2025$216M then
State-registered IARs (5.B.3)5 as of Mar 17, 2026
May 2, 20254 then
Employees (5.A)12 as of Mar 17, 2026
May 2, 202510 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $115MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 122derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.3MderivedHNW RAUM over HNW clients
- Average account
- $942,867derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 7.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$672M84%
- Individuals$132M16%
- Individual clients
- 334reported
- HNW clients
- 519reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 853reported
- Financial planning clients
- 26-50reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
7 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Timothy Charles FarleyChartered Financial Consultant | Independence, Oh | May 30, 2025 | 16 y | 2 |
| Bernard Thomas GarrahChartered Financial Consultant | Independence, Oh | May 30, 2025 | 29 y | 2 |
| Corbin John BlackburnChartered Financial Consultant | Independence, Oh | Jun 4, 2025 | 14 y | 2 |
| John Bernard BlattChartered Financial Consultant | Independence, Oh | Jun 17, 2025 | 44 y | 2 |
| Brian Scott HiderChartered Financial Analyst | Independence, Oh | Feb 16, 2026 | 24 y | 2 |
| Marco Angelo Ciccariello | Independence, Oh | Aug 14, 2026 | 10 y | 0 |
| John Connor Kratzert | Independence, Oh | Aug 19, 2026 | 12 y | 0 |
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brian Scott Hider from Landing Point Financial GroupFeb 16, 2026 · RIA to RIA
- John Bernard Blatt from Cleveland Wealth, LLCJun 17, 2025 · RIA to RIA
- Corbin John Blackburn from Cleveland Wealth, LLCJun 4, 2025 · RIA to a newly registered adviser
- Timothy Charles Farley from Cleveland Wealth, LLCMay 30, 2025 · RIA to a newly registered adviser
- Bernard Thomas Garrah from Cleveland Wealth, LLCMay 30, 2025 · RIA to a newly registered adviser
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Cleveland Wealth, LLCMay 19, 2025 · Cleveland, Oh · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- John Corbin Blackburn · Chief Compliance Officer, Principalcontrolsince 03/2025 · owns 25% to 50%
- Charles Timothy Farley · Principalcontrolsince 03/2025 · owns 25% to 50%
- Thomas Bernard Garrah · Principalcontrolsince 03/2025 · owns 25% to 50%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Independence, Oh · principal | 7 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 440 to 853Dec 9, 2025 to Mar 17, 2026
- Advisory employees · 4 to 5Dec 9, 2025 to Mar 17, 2026
- HNW clients · 112 to 519Dec 9, 2025 to Mar 17, 2026
- Individual clients · 0 to 334Dec 9, 2025 to Mar 17, 2026
- Employees · 10 to 12Dec 9, 2025 to Mar 17, 2026
- Financial planning clients · 0 to 26-50Dec 9, 2025 to Mar 17, 2026
- State-registered IARs · 4 to 5Dec 9, 2025 to Mar 17, 2026
- Discretionary RAUM · $216M to $804MDec 9, 2025 to Mar 17, 2026
- HNW RAUM · $216M to $672MDec 9, 2025 to Mar 17, 2026
- Individual RAUM · unset to 131919726.0Dec 9, 2025 to Mar 17, 2026
- RAUM · $216M to $804MDec 9, 2025 to Mar 17, 2026
- Advisory activities · 2 to 3Aug 21, 2025 to Oct 17, 2025
- Financial planning clients · 0 to 0Aug 21, 2025 to Oct 17, 2025
- HQ city · AVON to INDEPENDENCEAug 21, 2025 to Oct 17, 2025
- Accounts · 0 to 440May 2, 2025 to Jun 13, 2025
- HNW clients · 0 to 112May 2, 2025 to Jun 13, 2025
- Discretionary RAUM · $0 to $216MMay 2, 2025 to Jun 13, 2025
- HNW RAUM · unset to 215954924.0May 2, 2025 to Jun 13, 2025
- RAUM · $0 to $216MMay 2, 2025 to Jun 13, 2025
Signals
2 dated events
- Tempo Wealth reported RAUM $804.3M, up 272% from $216.0M (2025-12-09 to 2026-03-17)Mar 17, 2026 · RAUM change · derived
- Cleveland Wealth, LLC's advisors moved to Tempo Wealth (Cleveland, OH): 4 of 6 registered, on the same dayMay 19, 2025 · Firm absorbed (people side) · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 440-568-3676reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/tempowealthreportedpublic record, Form ADV, Sep 17, 2026
- Website
- tempowealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 440-568-3676reportedpublic record, Form ADV, Mar 17, 2026
- Contact form
- tempowealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- tempowealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $115Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026