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SEC-registered adviser

A••••••••• P•••••••• S•••••••• I•••

Asset manager (funds and pooled vehicles)Raleigh, North CarolinaCRD 336317SEC 801-134392websiteIAPD
Latest filing Jun 18, 2026
First filing on the tape Sep 3, 2025 · 6 filings
SEC status approved since Sep 30, 2025
RAUM
$176M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
6 filings and snapshots on the tape
RAUM$176M as of Jun 18, 2026
Sep 3, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 18, 2026
Sep 3, 20250 then
Employees (5.A)1 as of Jun 18, 2026
Sep 3, 20252 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$300,499derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$176M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
587reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 274 to 587
        Apr 30, 2026 to Jun 18, 2026
      • Advisory employees · 2 to 1
        Apr 30, 2026 to Jun 18, 2026
      • Employees · 2 to 1
        Apr 30, 2026 to Jun 18, 2026
      • HQ city · NEW YORK to RALEIGH
        Apr 30, 2026 to Jun 18, 2026
      • HQ state · NY to NC
        Apr 30, 2026 to Jun 18, 2026
      • Discretionary RAUM · $103M to $176M
        Apr 30, 2026 to Jun 18, 2026
      • RAUM · $103M to $176M
        Apr 30, 2026 to Jun 18, 2026
      • Accounts · 40 to 274
        Feb 5, 2026 to Apr 30, 2026
      • Discretionary RAUM · $35.0M to $103M
        Feb 5, 2026 to Apr 30, 2026
      • RAUM · $35.0M to $103M
        Feb 5, 2026 to Apr 30, 2026
      • Accounts · 0 to 40
        Dec 18, 2025 to Jan 28, 2026
      • HQ city · RALEIGH to NEW YORK
        Dec 18, 2025 to Jan 28, 2026
      • HQ state · NC to NY
        Dec 18, 2025 to Jan 28, 2026
      • Discretionary RAUM · $0 to $35.0M
        Dec 18, 2025 to Jan 28, 2026
      • RAUM · $0 to $35.0M
        Dec 18, 2025 to Jan 28, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/advisorengine-portfolio-solutionsreportedpublic record, Form ADV, Sep 21, 2026
      Website
      a•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      888-225-7216reportedpublic record, Form ADV, Jun 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026