DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Kingsbridge Investment Partners LLC
Latest filing Mar 9, 2026
First filing on the tape Jun 11, 2025 · 4 filings
SEC status approved since Jun 24, 2025
RAUM
$283M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
5
4 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
8
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$283M as of Mar 9, 2026
Jun 11, 2025$0 then
HNW client RAUM: $0
State-registered IARs (5.B.3)0 as of Mar 9, 2026
Jun 11, 20250 then
Employees (5.A)5 as of Mar 9, 2026
Jun 11, 20256 then
Private funds8 as of Mar 9, 2026
Aug 5, 20256 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 9, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $35.3MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $283M, 8 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$283M100%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 8reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $283M for 8 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Tico Martin Orton · Sr. Vice President/Membercontrolsince 05/2025 · owns less than 5%
Entity owners
- Knox 2009 Investment Trust, Fbo · Shareholderdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 7 to 8Sep 22, 2025 to Mar 9, 2026
- Charity clients · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Corporate clients · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- HNW clients · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Individual clients · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Pension plan clients · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Pooled vehicle clients · 7 to 8Sep 22, 2025 to Mar 9, 2026
- Assets in custody · $233M to $283MSep 22, 2025 to Mar 9, 2026
- Employees · 6 to 5Sep 22, 2025 to Mar 9, 2026
- Private funds · 7 to 8Sep 22, 2025 to Mar 9, 2026
- Discretionary RAUM · $233M to $283MSep 22, 2025 to Mar 9, 2026
- HNW RAUM · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Individual RAUM · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Pension RAUM · unset to 0.0Sep 22, 2025 to Mar 9, 2026
- Pooled vehicle RAUM · $233M to $283MSep 22, 2025 to Mar 9, 2026
- RAUM · $233M to $283MSep 22, 2025 to Mar 9, 2026
- Assets in custody · unset to 232523778.0Aug 5, 2025 to Sep 22, 2025
- Custody of client assets · false to trueAug 5, 2025 to Sep 22, 2025
- Private funds · 6 to 7Aug 5, 2025 to Sep 22, 2025
- Discretionary RAUM · $281M to $233MAug 5, 2025 to Sep 22, 2025
- Pooled vehicle RAUM · $281M to $233MAug 5, 2025 to Sep 22, 2025
- RAUM · $281M to $233MAug 5, 2025 to Sep 22, 2025
- Accounts · 0 to 7Jun 11, 2025 to Aug 5, 2025
- Pooled vehicle clients · unset to 7.0Jun 11, 2025 to Aug 5, 2025
- Private funds · unset to 6Jun 11, 2025 to Aug 5, 2025
- Discretionary RAUM · $0 to $281MJun 11, 2025 to Aug 5, 2025
- Pooled vehicle RAUM · unset to 280711394.0Jun 11, 2025 to Aug 5, 2025
- RAUM · $0 to $281MJun 11, 2025 to Aug 5, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
- Kingsbridge Investment Partners LLC · Independent Sponsorsshared crd · capital_provider
- Kingsbridge Investment Partners LLC · Private Equityshared crd · organization
- Kingsbridge Investment Partners LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/kingsbridgeinvestmentpartnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- kingsbridgealts.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 702-947-5160reportedpublic record, Form ADV, Mar 9, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026