DFX Intelligence
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SEC-registered adviser
T•••• C•••••• M•••••••••
Legal name T•••• C•••••• M••••••••• L•
Latest filing Jul 10, 2026
First filing on the tape Jun 4, 2025 · 4 filings
SEC status approved since Jun 23, 2025
RAUM
$614M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$614M as of Jul 10, 2026
Jun 4, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 10, 2026
Jun 4, 20250 then
Employees (5.A)2 as of Jul 10, 2026
Jun 4, 20254 then
Private funds1 as of Jul 10, 2026
Jan 30, 20261 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 10, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $307MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$614M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- P•••••• R••••••• G• · Chief Executive Officer And Limited Partnercontrolsince 04/2025 · owns 75% or more
- T••••••• T••••••• P•••••• · Outsourced Chief Compliance Officer And Outsourced Chief Financial Officersince 06/2026 · owns less than 5%
Entity owners
- T•••• C•••••• M••••••••• G• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1 to 2Oct 10, 2025 to Jan 30, 2026
- Advisory employees · 3 to 2Oct 10, 2025 to Jan 30, 2026
- Pooled vehicle clients · 1 to 2Oct 10, 2025 to Jan 30, 2026
- Assets in custody · unset to 0.0Oct 10, 2025 to Jan 30, 2026
- Custody of client assets · false to trueOct 10, 2025 to Jan 30, 2026
- Employees · 4 to 2Oct 10, 2025 to Jan 30, 2026
- Private funds · unset to 1Oct 10, 2025 to Jan 30, 2026
- Discretionary RAUM · $363M to $614MOct 10, 2025 to Jan 30, 2026
- Pooled vehicle RAUM · $363M to $614MOct 10, 2025 to Jan 30, 2026
- RAUM · $363M to $614MOct 10, 2025 to Jan 30, 2026
- Accounts · 0 to 1Jun 4, 2025 to Oct 10, 2025
- Pooled vehicle clients · unset to 1.0Jun 4, 2025 to Oct 10, 2025
- Other offices · 2 to 0Jun 4, 2025 to Oct 10, 2025
- Discretionary RAUM · $0 to $363MJun 4, 2025 to Oct 10, 2025
- Pooled vehicle RAUM · unset to 363257000.0Jun 4, 2025 to Oct 10, 2025
- RAUM · $0 to $363MJun 4, 2025 to Oct 10, 2025
Signals
1 dated events
- ••• LockedJan 30, 2026 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- t•••••••.comreportedpublic record, Form ADV, Jul 10, 2026
- Principal office phone
- (781)-691-9982reportedpublic record, Form ADV, Jul 10, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026