DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

B••• O•• R••• A••••• A••••••• L••

No RAUM reportedChicago, IllinoisCRD 336832SEC 801-136675websiteIAPD
Latest filing Jun 8, 2026
First filing on the tape Jun 5, 2025 · 3 filings
SEC status approved since Jul 9, 2026
RAUM
$0
reported, Item 5.F
Discretionary
n/a
of RAUM
Private clients
n/a
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
140
140 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$0 as of Jun 8, 2026
Jun 5, 2025$0 then
HNW client RAUM$0 as of Jun 8, 2026
Jun 5, 2025$0 then
State-registered IARs (5.B.3)0 as of Jun 8, 2026
Jun 5, 20250 then
Employees (5.A)140 as of Jun 8, 2026
Jun 5, 2025120 then
Private funds: no history
Practice profile
derived from the filing of Jun 8, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
unknownderivedRAUM over accounts (5.F.2.f)
Discretionary
unknownderivedof RAUM
Institutional
unknownderivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived11 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-based, otherreportedItem 5.E
Advisory activities
portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
This filing has no Item 5.D breakdown (filings before 2017 reported ranges, not amounts).
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
0reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=4.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • H••••• K••••• N•• · Chief Compliance Officercontrol
        since 05/2025 · owns less than 5%
      • K••••••••• A•••• J•• · Chief Financial Officercontrol
        since 05/2025 · owns less than 5%
      • P••••••• A•••••• R••••• · Chief Operating Officercontrol
        since 05/2025 · owns less than 5%
      • R••••• N••••• A•• · Chief Legal Officercontrol
        since 05/2025 · owns less than 5%
      • Z•••• M•••• N•• · Presidentcontrol
        since 05/2025 · owns less than 5%
      Entity owners
      • B••• O•• R••• E••••• H••••••• L• · Member
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Advisory employees · 110 to 140
        Dec 22, 2025 to Jun 8, 2026
      • BD registered reps · 2 to 4
        Dec 22, 2025 to Jun 8, 2026
      • Employees · 120 to 140
        Dec 22, 2025 to Jun 8, 2026
      • Other offices · 9 to 10
        Dec 22, 2025 to Jun 8, 2026
      Signals
      1 dated events
      • B••• O•• R••• A••••• A••••••• L•• no longer on the SEC adviser roster (last listed 2026-02-02)
        Mar 2, 2026 · Left the SEC roster · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/blue-owl-capitalreportedpublic record, Form ADV, Sep 18, 2026
      Website
      blueowl.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      212-419-3000reportedpublic record, Form ADV, Jun 8, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      No RAUM reportedderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026