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Former SEC-registered adviserFormer SEC adviser1 private funds· Purchase, New York

Former SEC-registered adviser, based in Purchase, New York, reporting $33.2M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Last reported RAUM
$33.2M
Form ADV
Advisors
Not applicable
Net advisor flow, 12 months
Not applicable
RAUM change, last fiscal year
Not applicable
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
What we can say about this record

We hold 3 Form ADV filings for this adviser, the latest 6 months ago. It is no longer SEC-registered, so the figures here are its last ones and nothing on this record is current. It is still the right record for resolving this adviser, its filings, owners and affiliates.

Every filed figure, and the identifiersCRD 337301 · SEC 801-134278 · 3 filingsShow
CRD 337301SEC 801-134278Legal name V••••••• P• M••••••••• L••First filing on the tape Aug 1, 2025, latest Mar 25, 2026SEC status approved since Sep 2, 2025IAPD
RAUM
$33.2M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$33.2M as of Mar 25, 2026
Aug 1, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Aug 1, 20250 then
Employees (5.A)6 as of Mar 25, 2026
Aug 1, 20255 then
Private funds1 as of Mar 25, 2026
Aug 1, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$33.2MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$33.2M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$33.2M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$33.2M for 1 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Aug 1, 2025 to Jan 2, 2026
      • Advisory employees · 4 to 5
        Aug 1, 2025 to Jan 2, 2026
      • Pooled vehicle clients · unset to 1.0
        Aug 1, 2025 to Jan 2, 2026
      • Assets in custody · unset to 33213811.0
        Aug 1, 2025 to Jan 2, 2026
      • Custody of client assets · false to true
        Aug 1, 2025 to Jan 2, 2026
      • Employees · 5 to 6
        Aug 1, 2025 to Jan 2, 2026
      • Discretionary RAUM · $0 to $33.2M
        Aug 1, 2025 to Jan 2, 2026
      • Pooled vehicle RAUM · unset to 33213811.0
        Aug 1, 2025 to Jan 2, 2026
      • RAUM · $0 to $33.2M
        Aug 1, 2025 to Jan 2, 2026
      Signals
      2 dated events
      • ••• Locked
        Sep 2, 2026 · ria registration change · fact
      • ••• Locked
        Sep 1, 2026 · Left the SEC roster · derived
      Across DFX
      shared identifiers only, never a name match
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026