DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
M••••••••• • A•••••••••
Legal name B•••••• B••••••• • E••••• S••••••• L••
Latest filing Jan 23, 2026
First filing on the tape Nov 19, 2025 · 2 filings
SEC status approved since Sep 4, 2025
RAUM
$765M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$763M individuals and HNW
Advisors
10
registered through the firm on IAPD
RAUM per advisor
$76.5M
derived; firm RAUM over IAPD count
Employees
15
10 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$765M as of Jan 23, 2026
Nov 19, 2025$764M then
HNW client RAUM$462M as of Jan 23, 2026
Nov 19, 2025$464M then
State-registered IARs (5.B.3)10 as of Jan 23, 2026
Nov 19, 202510 then
Employees (5.A)15 as of Jan 23, 2026
Nov 19, 202515 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 23, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $76.5MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 115derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.0MderivedHNW RAUM over HNW clients
- Average account
- $389,863derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 10.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- participatesreportedItem 5.I
- Custody
- $11.8M, 19 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$462M60%
- Individuals$301M39%
- Corporations and businesses$2.1M0.3%
- Individual clients
- 920reported
- HNW clients
- 232reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,962reported
- Financial planning clients
- 11-25reported
- Wrap fee programs
- $0 sponsored, $765M managedreported
- Custody of client assets
- $11.8M for 19 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=11.0derived
Advisors registered through the firm
10 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R•••••• C•••••• M•••••••••Chartered Financial Consultant | Orchard Park, Ny | Oct 12, 2016 | 53 y | 0 |
| J••• H• R••• | Orchard Park, Ny | Mar 16, 2021 | 36 y | 0 |
| J••••••• D••••••••• | Orchard Park, Ny | Jun 29, 2021 | 12 y | 0 |
| G•••••• H••••• K•••••• | Orchard Park, Ny | Jun 29, 2021 | 11 y | 0 |
| B•••• A••• M••••••••• | Orchard Park, Ny | Jun 29, 2021 | 22 y | 0 |
| P•••••• B•••• O•••••••• | Orchard Park, Ny | Sep 27, 2021 | 11 y | 0 |
| M•••••• L•• H••••Certified Financial Planner | Orchard Park, Ny | May 11, 2022 | 11 y | 2 |
| J••••••• A•• B•••••••• | Orchard Park, Ny | Mar 9, 2023 | 13 y | 1 |
| B•••• N••••• | Orchard Park, Ny | Jun 6, 2025 | 14 y | 0 |
| J••••• R••• W••••• | Orchard Park, Ny | Jun 17, 2025 | 14 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Orchard Park, Ny · principal | 10 | 10 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,904 to 1,962Nov 19, 2025 to Jan 23, 2026
- HNW clients · 230 to 232Nov 19, 2025 to Jan 23, 2026
- Individual clients · 884 to 920Nov 19, 2025 to Jan 23, 2026
- Assets in custody · $8.6M to $11.8MNov 19, 2025 to Jan 23, 2026
- Financial planning clients · 1-10 to 11-25Nov 19, 2025 to Jan 23, 2026
- Discretionary RAUM · $764M to $765MNov 19, 2025 to Jan 23, 2026
- HNW RAUM · $464M to $462MNov 19, 2025 to Jan 23, 2026
- Individual RAUM · $299M to $301MNov 19, 2025 to Jan 23, 2026
- RAUM · $764M to $765MNov 19, 2025 to Jan 23, 2026
- Wrap assets (manager) · $764M to $765MNov 19, 2025 to Jan 23, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- b••••••• email
- i•••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• email
- p••••••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• email
- s••••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• email
- k•••••@m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 716-662-5509reportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 800-724-8415reportedpublished by the firm, firm site, Sep 15, 2026
- b••••••• phone
- 716-662-4361reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/moldenhauer-&-associatesreportedpublic record, Form ADV, Sep 18, 2026
- Website
- m•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 716-662-4361reportedpublic record, Form ADV, Jan 23, 2026
- Contact form
- m•••••••••.comreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $76.5Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026