DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••• W••••• L••
Latest filing Mar 25, 2026
First filing on the tape Aug 7, 2025 · 4 filings
SEC status approved since Aug 11, 2025
RAUM
$27.3M
reported, Item 5.F
Discretionary
70%
of RAUM
Private clients
100%
$27.3M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$9.1M
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$27.3M as of Mar 25, 2026
Aug 7, 2025$0 then
HNW client RAUM$27.3M as of Mar 25, 2026
Dec 8, 2025$26.1M then
State-registered IARs (5.B.3)3 as of Mar 25, 2026
Aug 7, 20253 then
Employees (5.A)3 as of Mar 25, 2026
Aug 7, 20253 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $6.8MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $779,674derivedHNW RAUM over HNW clients
- Average account
- $332,788derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 70%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 0.8derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed fees, otherreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, selection of other advisers, otherreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$27.3M100%
- Individual clients
- n/areported
- HNW clients
- 35reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 82reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| S•••• R•••••• L• F•••• | Clear Water Bay | Sep 15, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New York, Ny · principal | 4 | 1 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 65 to 82Dec 8, 2025 to Mar 25, 2026
- HNW clients · 27 to 35Dec 8, 2025 to Mar 25, 2026
- Financial planning clients · 0 to 1-10Dec 8, 2025 to Mar 25, 2026
- Discretionary RAUM · $19.2M to $19.2MDec 8, 2025 to Mar 25, 2026
- HNW RAUM · $26.1M to $27.3MDec 8, 2025 to Mar 25, 2026
- Non-discretionary RAUM · $6.9M to $8.1MDec 8, 2025 to Mar 25, 2026
- RAUM · $26.1M to $27.3MDec 8, 2025 to Mar 25, 2026
- Accounts · 0 to 65Sep 25, 2025 to Dec 8, 2025
- HNW clients · unset to 27.0Sep 25, 2025 to Dec 8, 2025
- Discretionary RAUM · $0 to $19.2MSep 25, 2025 to Dec 8, 2025
- HNW RAUM · unset to 26065278.0Sep 25, 2025 to Dec 8, 2025
- Non-discretionary RAUM · $0 to $6.9MSep 25, 2025 to Dec 8, 2025
- RAUM · $0 to $26.1MSep 25, 2025 to Dec 8, 2025
- Financial planning clients · 0 to 0Aug 7, 2025 to Sep 25, 2025
Signals
1 dated events
- S•••• R•••••• L• F•••• registered as an investment adviser representative at A•••• W••••• L••Sep 15, 2026 · Advisor registered · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- e•••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- e••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- j••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- k••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- m•••••••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business email
- z•••••@a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
- Business phone
- 646-825-3957reportedpublished by the firm, firm site, Sep 16, 2026
- Firm profile
- linkedin.com/company/avrio-wealthreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (646) 825-3957reportedpublic record, Form ADV, Mar 25, 2026
- Contact form
- a•••••••••.comreportedpublished by the firm, firm site, Sep 16, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $9.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026