DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
C••••••••• C•••••• W••••• M••••••••• L••
Latest filing Aug 17, 2026
First filing on the tape Aug 28, 2025 · 4 filings
SEC status approved since Aug 15, 2025
RAUM
$132M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
97%
$128M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$44.0M
derived; firm RAUM over IAPD count
Employees
7
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$132M as of Aug 17, 2026
Aug 28, 2025$0 then
HNW client RAUM$85.0M as of Aug 17, 2026
Oct 28, 2025$57.9M then
State-registered IARs (5.B.3)1 as of Aug 17, 2026
Aug 28, 20251 then
Employees (5.A)7 as of Aug 17, 2026
Aug 28, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 17, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $44.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 102derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.6MderivedHNW RAUM over HNW clients
- Average account
- $158,778derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 2.9%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.3derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Custody
- $58.3M, 263 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$85.0M64%
- Individuals$43.3M33%
- Pension and profit-sharing plans$3.8M2.9%
- Individual clients
- 251reported
- HNW clients
- 54reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 832reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $58.3M for 263 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.97 fund_share=0.0 institutional_share=0.03 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| R••••• B•••• B••••• | Tuscaloosa, Al | Aug 28, 2025 | 17 y | 1 |
| B••••• A•••••••• V•••• | Tuscaloosa, Al | Mar 5, 2026 | 12 y | 0 |
| J•••• A•••• H••••• | Tuscaloosa, Al | Aug 7, 2026 | 10 y | 0 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- R••••• B•••• B••••• from N••••••••• M••••• I••••••••• S•••••••••Aug 28, 2025 · Other
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Tuscaloosa, Al · principal | 3 | 2 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 579 to 832Oct 28, 2025 to Mar 31, 2026
- Advisory employees · 1 to 2Oct 28, 2025 to Mar 31, 2026
- HNW clients · 25 to 54Oct 28, 2025 to Mar 31, 2026
- Individual clients · 191 to 251Oct 28, 2025 to Mar 31, 2026
- Assets in custody · $0 to $58.3MOct 28, 2025 to Mar 31, 2026
- Employees · 1 to 7Oct 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $100M to $132MOct 28, 2025 to Mar 31, 2026
- HNW RAUM · $57.9M to $85.0MOct 28, 2025 to Mar 31, 2026
- Individual RAUM · $42.5M to $43.3MOct 28, 2025 to Mar 31, 2026
- Pension RAUM · unset to 3812463.0Oct 28, 2025 to Mar 31, 2026
- RAUM · $100M to $132MOct 28, 2025 to Mar 31, 2026
- Related insurance company · false to trueOct 28, 2025 to Mar 31, 2026
- Accounts · 0 to 579Aug 28, 2025 to Oct 28, 2025
- HNW clients · unset to 25.0Aug 28, 2025 to Oct 28, 2025
- Individual clients · unset to 191.0Aug 28, 2025 to Oct 28, 2025
- Financial planning clients · 0 to 0Aug 28, 2025 to Oct 28, 2025
- HQ city · to TUSCALOOSAAug 28, 2025 to Oct 28, 2025
- HQ state · to ALAug 28, 2025 to Oct 28, 2025
- Other offices · 0 to 1Aug 28, 2025 to Oct 28, 2025
- Discretionary RAUM · $0 to $100MAug 28, 2025 to Oct 28, 2025
- HNW RAUM · unset to 57940274.0Aug 28, 2025 to Oct 28, 2025
- Individual RAUM · unset to 42544620.0Aug 28, 2025 to Oct 28, 2025
- RAUM · $0 to $100MAug 28, 2025 to Oct 28, 2025
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/canterbury-capreportedpublic record, Form ADV, Sep 18, 2026
- Website
- c•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 205-534-1310reportedpublic record, Form ADV, Aug 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026