DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B••• O•• D•••••• I••••••••• T•••• A••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Jul 10, 2025 · 3 filings
SEC status approved since Aug 11, 2025
RAUM
$4.4B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
130
130 advisory (5.B.1)
Offices
9
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$4.4B as of Mar 31, 2026
Jul 10, 2025$0 then
HNW client RAUM$0 as of Mar 31, 2026
Jul 10, 2025$0 then
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Jul 10, 20250 then
Employees (5.A)130 as of Mar 31, 2026
Jul 10, 2025120 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.2BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 23%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived10 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-based, otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $4.1B, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.4B77%
- Sovereign wealth funds$1.0B23%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 0reported
- Charitable clients
- 0reported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $4.1B for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.77 institutional_share=0.23 related_bd=true related_bank=true bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- H••••• K••••• N•• · Chief Compliance Officercontrolsince 06/2025 · owns less than 5%
- K••••••••• A•••• J•• · Chief Financial Officercontrolsince 06/2025 · owns less than 5%
- P••••••• A•••••• R••••• · Chief Operating Officercontrolsince 06/2025 · owns less than 5%
- R••••• N••••• A•• · Chief Legal Officercontrolsince 06/2025 · owns less than 5%
- Z•••• M•••• N•• · Presidentcontrolsince 06/2025 · owns less than 5%
Entity owners
- B••• O•• D•••••• I••••••••• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- high institutional concentrationStatic outlier · filing Mar 31, 2026institutional share of RAUM of 23% against a peer median of 0% (1506 comparable advisers, 98.0th percentile, 7.7 robust deviations)peers: asset managers, $1B to $5B (1,506) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 0 to 2Dec 22, 2025 to Mar 31, 2026
- Advisory employees · 110 to 130Dec 22, 2025 to Mar 31, 2026
- BD registered reps · 2 to 3Dec 22, 2025 to Mar 31, 2026
- Pooled vehicle clients · 0 to 1Dec 22, 2025 to Mar 31, 2026
- Assets in custody · $0 to $4.1BDec 22, 2025 to Mar 31, 2026
- Employees · 120 to 130Dec 22, 2025 to Mar 31, 2026
- Discretionary RAUM · $0 to $4.4BDec 22, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $0 to $3.4BDec 22, 2025 to Mar 31, 2026
- RAUM · $0 to $4.4BDec 22, 2025 to Mar 31, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- blueowl.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-419-3000reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026