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Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New York

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $401M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$401M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 337781 · SEC 801-134654 · 3 filingsShow
CRD 337781SEC 801-134654First filing on the tape Sep 29, 2025, latest Mar 18, 2026SEC status approved since Nov 19, 2025IAPD
RAUM
$401M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$401M as of Mar 18, 2026
Sep 29, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 18, 2026
Sep 29, 20250 then
Employees (5.A)4 as of Mar 18, 2026
Sep 29, 20254 then
Private funds: 1
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 18, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$401MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
otherreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$401M, 1 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$401M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$401M for 1 clientsreported
Compensation
n/areported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=1.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      V••••••••• P•••••••• L•••••Private Equity Fund$401M32Mar 18, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • G••••• J•••• P••• · Managercontrol
        since 09/2025 · owns 25% to 50%
      • L•••••• W••••••• L•••• · Managercontrol
        since 09/2025 · owns 25% to 50%
      • P••••• R••••••• S•••••• · Managercontrol
        since 09/2025 · owns 25% to 50%
      • T•••••••• D•••• · Chief Compliance Officer And Directorcontrol
        since 09/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • custody status changedChange between filings · filing Mar 18, 2026
        custody of client assets (Item 9.A): no on the filing of 2025-12-03, yes on the filing of 2026-03-18
        peers: asset managers, $100M to $500M (1,568)
      • business activity changedChange between filings · filing Mar 18, 2026
        advises private funds (Item 7.B): no on the filing of 2025-12-03, yes on the filing of 2026-03-18
        peers: asset managers, $100M to $500M (1,568)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Dec 3, 2025 to Mar 18, 2026
      • BD registered reps · 0 to 1
        Dec 3, 2025 to Mar 18, 2026
      • Pooled vehicle clients · unset to 1.0
        Dec 3, 2025 to Mar 18, 2026
      • Assets in custody · $0 to $401M
        Dec 3, 2025 to Mar 18, 2026
      • Custody of client assets · false to true
        Dec 3, 2025 to Mar 18, 2026
      • Private funds · unset to 1
        Dec 3, 2025 to Mar 18, 2026
      • Discretionary RAUM · $0 to $401M
        Dec 3, 2025 to Mar 18, 2026
      • Pooled vehicle RAUM · unset to 400828751.0
        Dec 3, 2025 to Mar 18, 2026
      • RAUM · $0 to $401M
        Dec 3, 2025 to Mar 18, 2026
      Signals
      2 dated events
      • ••• Locked
        Mar 18, 2026 · private fund first reported · fact
      • ••• Locked
        Sep 29, 2025 · Owner of a newly registered adviser · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 18, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026