DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
B•••• B••••••• H••••••• C••••• P•••••••• L••
Latest filing Apr 30, 2026
First filing on the tape Aug 27, 2025 · 4 filings
SEC status approved since Sep 8, 2025
RAUM
$57B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
51
29 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
9
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$57B as of Apr 30, 2026
Aug 27, 2025$0 then
HNW client RAUM$0 as of Apr 30, 2026
Jan 5, 2026$0 then
State-registered IARs (5.B.3)0 as of Apr 30, 2026
Aug 27, 20250 then
Employees (5.A)51 as of Apr 30, 2026
Aug 27, 202551 then
Private funds9 as of Apr 30, 2026
Jan 5, 20268 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 30, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $766MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 41%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, educational seminarsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- an independent public accountant performs a surprise examination (9.C.1)
- a related person acts as qualified custodian (9.D.2)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Investment companies$22B39%
- Insurance companies$12B21%
- Sovereign wealth funds$7.4B13%
- Pooled investment vehicles$6.7B12%
- Corporations and businesses$3.0B5.2%
- Pension and profit-sharing plans$2.7B4.7%
- Banks and thrifts$2.0B3.4%
- State and municipal entities$1.0B1.8%
- Charitable organizations$551M1.0%
- Individual clients
- 0reported
- HNW clients
- 0reported
- Pension plan clients
- 5reported
- Charitable clients
- n/areported
- Accounts
- 75reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=0.5 institutional_share=0.41 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Private funds · 8 to 9Mar 31, 2026 to Apr 30, 2026
- Accounts · 65 to 75Jan 5, 2026 to Mar 31, 2026
- Corporate clients · 5.0 to unsetJan 5, 2026 to Mar 31, 2026
- Pension plan clients · unset to 5.0Jan 5, 2026 to Mar 31, 2026
- Pooled vehicle clients · 5 to 10Jan 5, 2026 to Mar 31, 2026
- Assets in custody · $28B to $31BJan 5, 2026 to Mar 31, 2026
- Discretionary RAUM · $55B to $57BJan 5, 2026 to Mar 31, 2026
- Non-discretionary RAUM · $0 to $220MJan 5, 2026 to Mar 31, 2026
- Pension RAUM · $1.3B to $2.7BJan 5, 2026 to Mar 31, 2026
- Pooled vehicle RAUM · $6.3B to $6.7BJan 5, 2026 to Mar 31, 2026
- RAUM · $55B to $57BJan 5, 2026 to Mar 31, 2026
- Accounts · 0 to 65Aug 27, 2025 to Jan 5, 2026
- Advisory activities · 4 to 5Aug 27, 2025 to Jan 5, 2026
- Charity clients · 0.0 to unsetAug 27, 2025 to Jan 5, 2026
- Corporate clients · 0 to 5Aug 27, 2025 to Jan 5, 2026
- Pension plan clients · 0.0 to unsetAug 27, 2025 to Jan 5, 2026
- Pooled vehicle clients · 0 to 5Aug 27, 2025 to Jan 5, 2026
- Assets in custody · unset to 28112728452.0Aug 27, 2025 to Jan 5, 2026
- Other offices · 0 to 1Aug 27, 2025 to Jan 5, 2026
- Private funds · unset to 8Aug 27, 2025 to Jan 5, 2026
- Discretionary RAUM · $0 to $55BAug 27, 2025 to Jan 5, 2026
- HNW RAUM · unset to 0.0Aug 27, 2025 to Jan 5, 2026
- Individual RAUM · unset to 0.0Aug 27, 2025 to Jan 5, 2026
- Pension RAUM · unset to 1296010537.0Aug 27, 2025 to Jan 5, 2026
- Pooled vehicle RAUM · $0 to $6.3BAug 27, 2025 to Jan 5, 2026
- RAUM · $0 to $55BAug 27, 2025 to Jan 5, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/brown-brothers-harrimanreportedpublic record, Form ADV, Sep 18, 2026
- Website
- b••.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 212-483-1818reportedpublic record, Form ADV, Apr 30, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Other adviserderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026