DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

SEC-registered adviser

P••••••• G••••• I••••••••

Asset manager (funds and pooled vehicles)Dallas, TexasCRD 338287SEC 801-134373websiteIAPD
Legal name P••••••• G••••• I••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Dec 23, 2025 · 2 filings
SEC status approved since Dec 3, 2025
RAUM
$3.0B
reported, Item 5.F
Discretionary
0.3%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$1.5B
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$3.0B as of Mar 31, 2026
Dec 23, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)3 as of Mar 31, 2026
Dec 23, 20253 then
Employees (5.A)4 as of Mar 31, 2026
Dec 23, 20253 then
Private funds1 as of Mar 31, 2026
Dec 23, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
$1.5BderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$606MderivedRAUM over accounts (5.F.2.f)
Discretionary
0.3%derivedof RAUM
Institutional
6.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
2.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed fees, otherreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Other investment advisers$2.8B94%
  • Charitable organizations$196M6.5%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
5reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.0 fund_share=0.94 institutional_share=0.06 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
R••• Q••••Dallas, TxJan 1, 202619 y1
R••• A•••••••• B•••••Chartered Financial AnalystDallas, TxJan 1, 202622 y3
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• K••• L• · Chief Operating Officer/Managing Partnercontrol
        since 09/2025 · owns 10% to 25%
      • B•••••• R•••• A•••••••• · Managing Partnercontrol
        since 08/2025 · owns 50% to 75%
      • Q••••• R••• · Managing Partnercontrol
        since 08/2025 · owns 25% to 50%
      • C••••••• A••••• M••••••• · Cco
        since 02/2026 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Dallas, Tx · principal220
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      2 against comparable advisers; where to look, not conclusions
      • low discretionary shareStatic outlier · filing Mar 31, 2026
        discretionary share of RAUM of 0% against a peer median of 100% (1506 comparable advisers, 2.0th percentile, 33.6 robust deviations)
        peers: asset managers, $1B to $5B (1,506) · 1.9% percentile
      • business activity changedChange between filings · filing Mar 31, 2026
        financial planning (Item 5.G.1): no on the filing of 2025-12-23, yes on the filing of 2026-03-31
        peers: asset managers, $1B to $5B (1,506)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 5
        Dec 23, 2025 to Mar 31, 2026
      • Advisory activities · 4 to 5
        Dec 23, 2025 to Mar 31, 2026
      • Employees · 3 to 4
        Dec 23, 2025 to Mar 31, 2026
      • Financial planning clients · to 0
        Dec 23, 2025 to Mar 31, 2026
      • Discretionary RAUM · $0 to $9.2M
        Dec 23, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $0 to $3.0B
        Dec 23, 2025 to Mar 31, 2026
      • RAUM · $0 to $3.0B
        Dec 23, 2025 to Mar 31, 2026
      Signals
      1 dated events
      • 2 advisors left P••••••• I••••••••• I•••••••• (Dallas, TX) for P••••••• G••••• I•••••••• on the same day
        Dec 31, 2025 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      info@paradigmglobalinvestors.comreportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      214-449-0188reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      paradigmglobalinvestors.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      774-836-6011reportedpublic record, Form ADV, Mar 31, 2026
      Contact form
      paradigmglobalinvestors.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      paradigmglobalinvestors.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      $1.5Bderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026