DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••• H•••• C•••••• C••••
Latest filing Jul 24, 2026
First filing on the tape Oct 10, 2025 · 4 filings
SEC status approved since Nov 13, 2025
RAUM
$83.8M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$83.8M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$83.8M as of Jul 24, 2026
Oct 10, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 24, 2026
Oct 10, 20250 then
Employees (5.A)4 as of Jul 24, 2026
Oct 10, 20254 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 24, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $73,888derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assetsreportedItem 5.E
- Advisory activities
- portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$83.8M100%
- Individual clients
- 238reported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,134reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUMreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- K•••••• P••••••• B••••• · Managing Member, Chief Compliance Officer, President And Ceocontrolsince 10/2024 · owns 75% or more
- L••••••••• G••••• R••••• · Portfolio Managersince 06/2026 · owns 5% to 10%
- N••••• C••••• N•• · Director Of Operations And Client Experiencesince 06/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 0 to 1,134Oct 10, 2025 to Feb 24, 2026
- Individual clients · unset to 238.0Oct 10, 2025 to Feb 24, 2026
- Discretionary RAUM · $0 to $83.8MOct 10, 2025 to Feb 24, 2026
- Individual RAUM · unset to 83789532.0Oct 10, 2025 to Feb 24, 2026
- RAUM · $0 to $83.8MOct 10, 2025 to Feb 24, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- i•••@s•••••••••.careportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 416-357-0640reportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 905-000-0000reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- ca.linkedin.com/company/seven-hills-capital-corpreportedpublic record, Form ADV, Sep 19, 2026
- Website
- s•••••••••.careportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 416-357-0640reportedpublic record, Form ADV, Jul 24, 2026
- Contact form
- s•••••••••.careportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026