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F••••••• A••••••• L••

Asset manager (funds and pooled vehicles)SEC-registered15 private funds· Melville, New York

Asset manager (funds and pooled vehicles), based in Melville, New York, reporting $1.0B of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$1.0B
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 338396 · SEC 801-135533 · 1 filingsShow
CRD 338396SEC 801-135533First filing on the tape Mar 6, 2026, latest Mar 6, 2026SEC status approved since Mar 11, 2026IAPD
RAUM
$1.0B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
3 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $1.0B
HNW client RAUM: no history
State-registered IARs (5.B.3): 0
Employees (5.A): 3
Private funds: 15
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$502MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$1.0B100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=3.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      15 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      F•• V•••••• X• Q• L•• S••••• I•Private Equity Fund$228M408Mar 6, 2026
      F•• V•••••• X• Q• L•• S••••• I••Private Equity Fund$201M260Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• A• Q• 1••••••Private Equity Fund$188M169Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• V••Private Equity Fund$121M249Mar 6, 2026
      F•• V•••••• X• L••• S••••• I•Private Equity Fund$66.6M70Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• X••Private Equity Fund$45.4M361Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• X••Private Equity Fund$33.8M1Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• X•Private Equity Fund$30.1M113Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• I•Private Equity Fund$24.0M236Mar 6, 2026
      F•• V•••••• X• Q• L•• S••••• V•Private Equity Fund$19.7M90Mar 6, 2026
      F•• V•••••• X• L••• S••••• V•••Private Equity Fund$14.3M60Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• X••Private Equity Fund$14.0M151Mar 6, 2026
      F•• V•••••• X• Q• L••• S••••• X•••Private Equity Fund$8.8M119Mar 6, 2026
      F•• V•••••• X• L•• S••••• V•Private Equity Fund$7.8M48Mar 6, 2026
      F•• V•••••• X• L••• S••••• X•Private Equity Fund$2.0M44Mar 6, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • B•••••• D•••••• J••••• · Managing Member, Chief Compliance Officercontrol
        since 12/2022 · owns 50% to 75%
      • R•••• J•••• H•• · Managing Membercontrol
        since 10/2022 · owns 50% to 75%
      • S•••••• D••••• · Chief Investment Officercontrol
        since 01/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      15 dated events
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      • ••• Locked
        Mar 6, 2026 · private fund first reported · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Mar 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026