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Asset manager (funds and pooled vehicles)SEC-registered1 private funds· New York, New Yorkwebsite

Asset manager (funds and pooled vehicles), based in New York, New York, reporting $259M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$259M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 338431 · SEC 801-134458 · 2 filingsShow
CRD 338431SEC 801-134458First filing on the tape Aug 29, 2025, latest Apr 1, 2026SEC status approved since Sep 30, 2025IAPD
RAUM
$259M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
206
79 advisory (5.B.1)
Offices
4
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$259M as of Apr 1, 2026
Aug 29, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Apr 1, 2026
Aug 29, 20250 then
Employees (5.A)206 as of Apr 1, 2026
Aug 29, 2025207 then
Private funds1 as of Apr 1, 2026
Aug 29, 20251 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 1, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$259MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived5 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • an independent public accountant performs a surprise examination (9.C.1)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$259M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
1reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=true related_bank=true bd_reps=15.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      1 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      N••••• C•••••••• P•••••• E••••• S•••••••• L•Private Equity Fund$259M1Apr 1, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • K•••••• K••••••• J••• · Elected Manager And Chief Executive Officercontrol
        since 04/2015 · owns less than 5%
      • K••••••• C••••••••• B••• · Managing Director, Chief Compliance Officercontrol
        since 03/2024 · owns less than 5%
      • M••••••• J•••• D•••• · Senior Managing Director, General Counselcontrol
        since 09/2015 · owns less than 5%
      • V•••••••• S••••• N•• · Senior Managing Director, Chief Financial Officercontrol
        since 04/2015 · owns less than 5%
      Entity owners
      • N••• H••••••• L•• · Direct Owner
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1
        Aug 29, 2025 to Apr 1, 2026
      • Advisory employees · 77 to 79
        Aug 29, 2025 to Apr 1, 2026
      • BD registered reps · 13 to 15
        Aug 29, 2025 to Apr 1, 2026
      • Employees · 207 to 206
        Aug 29, 2025 to Apr 1, 2026
      • Insurance-licensed employees · 0 to 3
        Aug 29, 2025 to Apr 1, 2026
      • Discretionary RAUM · $0 to $259M
        Aug 29, 2025 to Apr 1, 2026
      • Pooled vehicle RAUM · unset to 259466592.0
        Aug 29, 2025 to Apr 1, 2026
      • RAUM · $0 to $259M
        Aug 29, 2025 to Apr 1, 2026
      Signals
      1 dated events
      • ••• Locked
        Apr 1, 2026 · p•••••• fund first reported · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Apr 1, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026