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A•••••• E••••• P•••••••

Asset manager (funds and pooled vehicles)SEC-registered11 private fundsUmbrella registration· Pittsburgh, Pennsylvaniawebsite

Asset manager (funds and pooled vehicles), based in Pittsburgh, Pennsylvania, reporting $173M of regulatory assets.

Composed from this adviser's Form ADV classification, location and filed figures.

Regulatory AUM
$173M
Form ADV
Advisors
0
IAPD
Net advisor flow, 12 months
Not established
RAUM change, last fiscal year
Not established
Private clients
0.0% of RAUM
Form ADV
AdvisorsAdvisor movementWhere the RAUM sits
As of · the latest Form ADV filing; advisor counts and movement are read from IAPD daily
Why this matters
Every filed figure, and the identifiersCRD 338602 · SEC 801-134907 · 1 filingsShow
CRD 338602SEC 801-134907Legal name A•••••• E••••• P•••••••• L••First filing on the tape Jan 23, 2026, latest Jan 23, 2026SEC status approved since Jan 8, 2026IAPD
RAUM
$173M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
7
6 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
11
reported on Schedule D
History
1 filings and snapshots on the tape
RAUM: $173M
HNW client RAUM: $0
State-registered IARs (5.B.3): 0
Employees (5.A): 7
Private funds: 11
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jan 23, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$15.7MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
$173M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$173M100%
Individual clients
0reported
HNW clients
0reported
Pension plan clients
0reported
Charitable clients
0reported
Accounts
11reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$173M for 11 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      11 reported on Schedule D 7.B.(1)
      FundTypeGross assetsOwnersFirst reported
      A•••••• S•••••••• E••••• I•• L•••Private Equity Fund$31.4M51Jan 23, 2026
      T••• 2•••• L•••Private Equity Fund$30.1M54Mar 30, 2023
      A•••••• S•••••••• E••••• I• •••• L•••Private Equity Fund$26.3M3Jan 23, 2026
      T••• V• L•••Private Equity Fund$21.7M15Mar 30, 2023
      T••• V••• L•Private Equity Fund$17.6M79Jan 23, 2026
      T••• I••• L•Private Equity Fund$16.0M30Sep 23, 2022
      T••• V•• L•Private Equity Fund$12.6M27Mar 22, 2024
      T••• I•• L•••Private Equity Fund$11.9M14Mar 30, 2023
      T••• M•••••• L•Private Equity Fund$4.1M20Jan 23, 2026
      T••• I•• L•Private Equity Fund$2.8M44Sep 23, 2022
      T••• S•••••• L•Private Equity Fund$2.7M11Jan 23, 2026
      Owners and control persons
      Schedule A and B, latest filing
      • B••••••• J•••••• L••••• · Partnercontrol
        since 11/2023 · owns 25% to 50%
      • B••••• M••••••• K• · Partnercontrol
        since 11/2023 · owns 25% to 50%
      • C•••• P••• · Partnercontrol
        since 11/2023 · owns 25% to 50%
      • G•••••••• N••••• M•••• · Chief Compliance Officer
        since 06/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      5 dated events
      • ••• Locked
        Jan 23, 2026 · private fund first reported · fact
      • ••• Locked
        Jan 23, 2026 · private fund first reported · fact
      • ••• Locked
        Jan 23, 2026 · private fund first reported · fact
      • ••• Locked
        Jan 23, 2026 · private fund first reported · fact
      • ••• Locked
        Jan 23, 2026 · private fund first reported · fact
      Across DFX
      shared identifiers only, never a name match
      How to reach
      public business contact points only, each with its source
      Website
      ••• Lockedreportedpublic record, Form ADV, Jan 23, 2026
      Principal office phone
      ••• Lockedreportedpublic record, Form ADV, Jan 23, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026