DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
7• W••• C•••••• P•••••••
Legal name 7• W••• C•••••• P•••••••• L••
Latest filing Jun 18, 2026
First filing on the tape Nov 17, 2025 · 4 filings
SEC status approved since Nov 14, 2025
RAUM
$5.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$5.5B individuals and HNW
Advisors
6
registered through the firm on IAPD
RAUM per advisor
$918M
derived; firm RAUM over IAPD count
Employees
10
8 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$5.5B as of Jun 18, 2026
Nov 17, 2025$0 then
HNW client RAUM$5.5B as of Jun 18, 2026
Mar 12, 2026$5.5B then
State-registered IARs (5.B.3)6 as of Jun 18, 2026
Nov 17, 202512 then
Employees (5.A)10 as of Jun 18, 2026
Nov 17, 202512 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 18, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- UHNW private wealth · private-client share at least 50 percent, HNW at least 90 percent of private-client RAUM, and average HNW client assets at least $10M
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $918MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 29derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $32.7MderivedHNW RAUM over HNW clients
- Average account
- $31.8MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.7%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.7derivedItem 5.A over advisors
- Advisors per office
- 3.0derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for individuals, selection of other advisersreportedItem 5.G
- Wrap fee program
- $5.5BreportedItem 5.I
- Custody
- $340M, 119 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$5.5B99%
- Charitable organizations$39.1M0.7%
- Individuals$666,1560.0%
- Individual clients
- 4reported
- HNW clients
- 167reported
- Pension plan clients
- 0reported
- Charitable clients
- 2reported
- Accounts
- 173reported
- Financial planning clients
- 0reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $340M for 119 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
6 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| G•••••• M•••••• D••••• | El Segundo, Ca | Nov 14, 2025 | 22 y | 1 |
| D•••• J•••• C••••• | Boston, Ma | Nov 14, 2025 | 19 y | 1 |
| S•••••• D••••••• | Boston, Ma | Nov 14, 2025 | 14 y | 1 |
| C••••••••• S••••• C•••••• | Boston, Ma | Nov 17, 2025 | 10 y | 0 |
| W•••••• H••••• C••••• | Boston, Ma | Nov 17, 2025 | 10 y | 1 |
| M•••••• K•••••• K••••••• | Boston, Ma | Nov 17, 2025 | 10 y | 1 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- W•••••• H••••• C••••• from U•• F•••••••• S••••••• I•••Nov 17, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- M•••••• K•••••• K••••••• from U•• F•••••••• S••••••• I•••Nov 17, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- G•••••• M•••••• D••••• from U•• F•••••••• S••••••• I•••Nov 14, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- S•••••• D••••••• from U•• F•••••••• S••••••• I•••Nov 14, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- D•••• J•••• C••••• from U•• F•••••••• S••••••• I•••Nov 14, 2025 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from U•• F•••••••• S••••••• I•••Nov 25, 2025 · Boston, Ma
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C•••••• D••••• J•••• · Chief Executive Officercontrolsince 11/2025 · owns less than 5%
- H•••••• A•••••• · Chief Compliance Officercontrolsince 09/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Boston, Ma · principal | 6 | 6 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- compensation changedChange between filings · filing Jun 18, 2026performance-based compensation (Item 5.E.6): no on the filing of 2026-03-12, yes on the filing of 2026-06-18peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Accounts · 0 to 173Jan 8, 2026 to Mar 12, 2026
- Advisory employees · 12 to 8Jan 8, 2026 to Mar 12, 2026
- Charity clients · unset to 2.0Jan 8, 2026 to Mar 12, 2026
- Corporate clients · unset to 0.0Jan 8, 2026 to Mar 12, 2026
- HNW clients · unset to 167.0Jan 8, 2026 to Mar 12, 2026
- Individual clients · unset to 4.0Jan 8, 2026 to Mar 12, 2026
- Pension plan clients · unset to 0.0Jan 8, 2026 to Mar 12, 2026
- Pooled vehicle clients · unset to 0.0Jan 8, 2026 to Mar 12, 2026
- Assets in custody · unset to 340357698.0Jan 8, 2026 to Mar 12, 2026
- Custody of client assets · false to trueJan 8, 2026 to Mar 12, 2026
- Employees · 12 to 10Jan 8, 2026 to Mar 12, 2026
- State-registered IARs · 12 to 6Jan 8, 2026 to Mar 12, 2026
- Discretionary RAUM · $0 to $5.5BJan 8, 2026 to Mar 12, 2026
- HNW RAUM · unset to 5465382180.0Jan 8, 2026 to Mar 12, 2026
- Individual RAUM · unset to 666156.0Jan 8, 2026 to Mar 12, 2026
- Pension RAUM · unset to 0.0Jan 8, 2026 to Mar 12, 2026
- Pooled vehicle RAUM · unset to 0.0Jan 8, 2026 to Mar 12, 2026
- RAUM · $0 to $5.5BJan 8, 2026 to Mar 12, 2026
Signals
1 dated events
- 4 advisors left U•• F•••••••• S••••••• I••• (Boston, MA) for 7• W••• C•••••• P••••••• within 13 daysNov 25, 2025 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/71-west-capital-partnersreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 617-885-8090reportedpublic record, Form ADV, Jun 18, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $918Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026