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Former SEC-registered adviser

G••• L••• C••••••

Former SEC-registered adviserCRD 338776SEC 801-134576websiteIAPD
Legal name G••• L••• C•••••• L••
Latest filing Jun 10, 2026
First filing on the tape Nov 19, 2025 · 4 filings
SEC status 120-day approval since Nov 18, 2025
RAUM
$7.0M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$7.0M individuals and HNW
Advisors
1
registered through the firm on IAPD
RAUM per advisor
$7.0M
derived; firm RAUM over IAPD count
Employees
1
1 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$7.0M as of Jun 10, 2026
Nov 19, 2025$5.5M then
HNW client RAUM$7.0M as of Jun 10, 2026
Nov 19, 2025$5.5M then
State-registered IARs (5.B.3)1 as of Jun 10, 2026
Nov 19, 20251 then
Employees (5.A)1 as of Jun 10, 2026
Nov 19, 20251 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 10, 2026; every figure names its basis
RAUM per advisor
$7.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$1.4MderivedHNW RAUM over HNW clients
Average account
$700,000derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutionsreportedItem 5.G
Custody
$7.0M, 5 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$7.0M100%
Individual clients
n/areported
HNW clients
5reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
10reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$7.0M for 5 clientsreported
Compensation
% of AUM, performancereported
Class basis
absent from the latest SEC rosterderived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
A•••••• M• D••••Ocala, FlJan 12, 202615 y2
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • HNW clients · unset to 5.0
        Nov 19, 2025 to Mar 25, 2026
      • Assets in custody · unset to 7000000.0
        Nov 19, 2025 to Mar 25, 2026
      • Custody of client assets · false to true
        Nov 19, 2025 to Mar 25, 2026
      • Discretionary RAUM · $5.5M to $7.0M
        Nov 19, 2025 to Mar 25, 2026
      • HNW RAUM · $5.5M to $7.0M
        Nov 19, 2025 to Mar 25, 2026
      • RAUM · $5.5M to $7.0M
        Nov 19, 2025 to Mar 25, 2026
      Signals
      1 dated events
      • G••• L••• C•••••• no longer on the SEC adviser roster (last listed 2026-08-03, RAUM $7.0M)
        Sep 1, 2026 · Left the SEC roster · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      g•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $7.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026