DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

F•••••• W•••••

Independent wealth managerLone Tree, ColoradoCRD 339154SEC 801-134871websiteIAPD
Legal name G•••••••• C•••••• L••
Latest filing Jul 8, 2026
First filing on the tape Jan 29, 2026 · 5 filings
SEC status approved since Feb 12, 2026
RAUM
$111M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
75%
$83.6M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$37.0M
derived; firm RAUM over IAPD count
Employees
12
8 advisory (5.B.1)
Offices
3
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$111M as of Jul 8, 2026
Jan 29, 2026$0 then
HNW client RAUM$81.6M as of Jul 8, 2026
Jun 11, 2026$81.6M then
State-registered IARs (5.B.3)8 as of Jul 8, 2026
Jan 29, 20268 then
Employees (5.A)12 as of Jul 8, 2026
Jan 29, 202612 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jul 8, 2026; every figure names its basis
RAUM per advisor
$37.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$5.4MderivedHNW RAUM over HNW clients
Average account
$1.4MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
4.0derivedItem 5.A over advisors
Advisors per office
0.8derived4 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consulting, selection of other advisers, educational seminarsreportedItem 5.G
Custody
$51.1M, 11 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$81.6M74%
  • Corporations and businesses$27.5M25%
  • Individuals$1.9M1.7%
Individual clients
n/areported
HNW clients
15reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
79reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$51.1M for 11 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.75 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
B•••• B••• S•••••Lone Tree, CoJul 7, 202611 y1
A••••• C•••••••Lone Tree, CoJul 8, 202610 y1
J•••••• W•••Chartered Financial AnalystLone Tree, CoJul 8, 202615 y1
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days2 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Lone Tree, Co · principal330
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 79
        May 6, 2026 to Jun 11, 2026
      • HNW clients · unset to 15.0
        May 6, 2026 to Jun 11, 2026
      • Assets in custody · unset to 51050774.0
        May 6, 2026 to Jun 11, 2026
      • Custody of client assets · false to true
        May 6, 2026 to Jun 11, 2026
      • Discretionary RAUM · $0 to $111M
        May 6, 2026 to Jun 11, 2026
      • HNW RAUM · unset to 81637717.0
        May 6, 2026 to Jun 11, 2026
      • Individual RAUM · unset to 1934619.0
        May 6, 2026 to Jun 11, 2026
      • RAUM · $0 to $111M
        May 6, 2026 to Jun 11, 2026
      • Business name · G•••••••• C•••••• L•• to F•••••• W•••••
        Jan 29, 2026 to Mar 27, 2026
      Signals
      1 dated events
      • 2 advisors left G•••••••• C•••••• M••••••••• L•• (Lone Tree, CO) for F•••••• W••••• on the same day
        Jul 2, 2026 · Team lift-out · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      720-739-3930reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      f•••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
      Principal office phone
      720-739-3930reportedpublic record, Form ADV, Jul 8, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $37.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026