DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
H•••••• M••• C•••••• ••• L•
Latest filing Sep 1, 2026
First filing on the tape Jan 14, 2026 · 4 filings
SEC status approved since Jan 21, 2026
RAUM
$803M
reported, Item 5.F
Discretionary
0.0%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$803M as of Jul 16, 2026
Jan 14, 2026$808M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jul 16, 2026
Jan 14, 20260 then
Employees (5.A)4 as of Jul 16, 2026
Jan 14, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $115MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 0.0%derivedof RAUM
- Institutional
- 8.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- otherreportedItem 5.E
- Advisory activities
- portfolio management for businesses and institutions, portfolio management for pooled vehicles, otherreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$734M92%
- Charitable organizations$68.1M8.5%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 7reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- n/areported
- Class basis
- private_client_share=0.0 fund_share=0.92 institutional_share=0.08 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C••••••• A••• L••• · Limited Partnercontrolsince 09/2024 · owns 25% to 50%
- D••••••• S••••• S•••• · Limited Partnercontrolsince 09/2024 · owns 25% to 50%
- K•••••• J••••••• D•••• · Limited Partnercontrolsince 09/2024 · owns 25% to 50%
- M••••• H••••• L••••• · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
Entity owners
- H•••••• M••• C•••••• ••• G• L•• · General Partnerdirect · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- low discretionary shareStatic outlier · filing Sep 1, 2026discretionary share of RAUM of 0% against a peer median of 100% (784 comparable advisers, 0.0th percentile, 33.7 robust deviations)peers: asset managers, $500M to $1B (784) · 0.0% percentile
What changed
consecutive filings, newest first
- Financial planning clients · to unsetJul 16, 2026 to Sep 1, 2026
- Succession · false to unsetJul 16, 2026 to Sep 1, 2026
- Accounts · 6 to 7Apr 30, 2026 to Jul 16, 2026
- Non-discretionary RAUM · $734M to $803MApr 30, 2026 to Jul 16, 2026
- RAUM · $734M to $803MApr 30, 2026 to Jul 16, 2026
- Accounts · 2 to 6Jan 14, 2026 to Apr 30, 2026
- Pooled vehicle clients · 2 to 6Jan 14, 2026 to Apr 30, 2026
- Assets in custody · $808M to $0Jan 14, 2026 to Apr 30, 2026
- HQ city · to NEW YORKJan 14, 2026 to Apr 30, 2026
- HQ state · to NYJan 14, 2026 to Apr 30, 2026
- Other offices · 1 to 0Jan 14, 2026 to Apr 30, 2026
- Discretionary RAUM · $808M to $0Jan 14, 2026 to Apr 30, 2026
- Non-discretionary RAUM · $0 to $734MJan 14, 2026 to Apr 30, 2026
- Pooled vehicle RAUM · $808M to $734MJan 14, 2026 to Apr 30, 2026
- RAUM · $808M to $734MJan 14, 2026 to Apr 30, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- huntersmooncapital.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 860-965-2735reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026