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SEC-registered adviser

D••••• P•••••••

Asset manager (funds and pooled vehicles)New York, New YorkCRD 339430SEC 801-135112websiteIAPD
Legal name D••••• P••••••• ••• I•••
Latest filing Jun 9, 2026
First filing on the tape Dec 5, 2025 · 3 filings
SEC status 120-day approval since Jan 8, 2026
RAUM
$999M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
231
60 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
1
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$999M as of Jun 9, 2026
Dec 5, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Jun 9, 2026
Dec 5, 20250 then
Employees (5.A)231 as of Jun 9, 2026
Dec 5, 2025225 then
Private funds1 as of Jun 9, 2026
Feb 6, 20261 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 9, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$500MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Custody
yesreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • has custody of client cash or bank accounts (9.A.1.a)
  • has custody of client securities (9.A.1.b)
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$999M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
2reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
$0 for 0 clientsreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • K••••••••• M••••••• I•• · General Counselcontrol
        since 10/2023 · owns less than 5%
      • M•••••• J•••••••• F•••• · Chief Compliance Officercontrol
        since 10/2023 · owns less than 5%
      • M•••••• D••••• P••• · Chief Operations Officercontrol
        since 10/2023 · owns less than 5%
      • R•••••• Y•••• P••••••• · Managing Partner, Secretary And Sole Directorcontrol
        since 10/2023 · owns less than 5%
      Entity owners
      • D••••• P••••••• H••••• I••• · Shareholder
        direct · owns 75% or more
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 2
        Dec 5, 2025 to Feb 6, 2026
      • Advisory employees · 58 to 60
        Dec 5, 2025 to Feb 6, 2026
      • Pooled vehicle clients · unset to 1.0
        Dec 5, 2025 to Feb 6, 2026
      • Assets in custody · unset to 0.0
        Dec 5, 2025 to Feb 6, 2026
      • Custody of client assets · false to true
        Dec 5, 2025 to Feb 6, 2026
      • Employees · 225 to 231
        Dec 5, 2025 to Feb 6, 2026
      • Private funds · unset to 1
        Dec 5, 2025 to Feb 6, 2026
      • Discretionary RAUM · $0 to $999M
        Dec 5, 2025 to Feb 6, 2026
      • Pooled vehicle RAUM · unset to 999148689.0
        Dec 5, 2025 to Feb 6, 2026
      • RAUM · $0 to $999M
        Dec 5, 2025 to Feb 6, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      d•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      416-668-3395reportedpublic record, Form ADV, Jun 9, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026