DFX Intelligence
RIA Intelligence
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SEC-registered adviser
C••• V••• I••••••••• P•••••••• L••
Latest filing May 14, 2026
First filing on the tape Nov 25, 2025 · 2 filings
SEC status approved since Jan 16, 2026
RAUM
$128M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$128M as of May 14, 2026
Nov 25, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 14, 2026
Nov 25, 20250 then
Employees (5.A)3 as of May 14, 2026
Nov 25, 20253 then
Private funds: 1
Practice profile
derived from the filing of May 14, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $63.9MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $128M, 2 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$128M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 2reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $128M for 2 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- F•••••••• D••••••• J••••• · Managing Member / Chief Investment Officercontrolsince 10/2025 · owns 75% or more
- G••••••••• F••••• S• · Chief Financial Officercontrolsince 10/2025 · owns less than 5%
- M••••••• B••••• K••••••• · Chief Compliance Officercontrolsince 10/2025 · owns less than 5%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- business activity changedChange between filings · filing May 14, 2026advises private funds (Item 7.B): no on the filing of 2025-11-25, yes on the filing of 2026-05-14peers: asset managers, $100M to $500M (1,568)
- custody status changedChange between filings · filing May 14, 2026custody of client assets (Item 9.A): no on the filing of 2025-11-25, yes on the filing of 2026-05-14peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 0 to 2Nov 25, 2025 to May 14, 2026
- Advisory employees · 1 to 2Nov 25, 2025 to May 14, 2026
- Pooled vehicle clients · unset to 2.0Nov 25, 2025 to May 14, 2026
- Assets in custody · unset to 127828869.0Nov 25, 2025 to May 14, 2026
- Custody of client assets · false to trueNov 25, 2025 to May 14, 2026
- Financial planning clients · 0 to Nov 25, 2025 to May 14, 2026
- Private funds · unset to 1Nov 25, 2025 to May 14, 2026
- Discretionary RAUM · $0 to $128MNov 25, 2025 to May 14, 2026
- Pooled vehicle RAUM · unset to 127828869.0Nov 25, 2025 to May 14, 2026
- RAUM · $0 to $128MNov 25, 2025 to May 14, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Website
- coveviewpartners.comreportedpublic record, Form ADV, Sep 21, 2026
- Principal office phone
- (516) 456-4468reportedpublic record, Form ADV, May 14, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026