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SEC-registered adviser

J•••• H••• C•••••• L•

Asset manager (funds and pooled vehicles)New York, New YorkCRD 339686SEC 801-135105websiteIAPD
Latest filing May 6, 2026
First filing on the tape Dec 23, 2025 · 2 filings
SEC status approved since Jan 6, 2026
RAUM
$642M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
8
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
1
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$642M as of May 6, 2026
Dec 23, 2025$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of May 6, 2026
Dec 23, 20250 then
Employees (5.A)8 as of May 6, 2026
Dec 23, 20257 then
Private funds1 as of May 6, 2026
Dec 23, 20251 then
Practice profile
derived from the filing of May 6, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$80.3MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assetsreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$642M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
8reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUMreported
Class basis
private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• C••••••••• M••••• · Cco, Coo. Gc, Partnercontrol
        since 04/2025 · owns 10% to 25%
      • W••••• T••••••• F••••• · Cfocontrol
        since 11/2025 · owns less than 5%
      Entity owners
      • J•• M•••••• G• L•• · General Partner
        direct · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      ADV anomalies
      1 against comparable advisers; where to look, not conclusions
      • affiliate changedChange between filings · filing May 6, 2026
        bank affiliate (Item 7.A.6): yes on the filing of 2025-12-23, no on the filing of 2026-05-06
        peers: ASSET_M••••••, $500M to $1B (784)
      How anomalies are measured
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 8
        Dec 23, 2025 to May 6, 2026
      • Pooled vehicle clients · 4 to 8
        Dec 23, 2025 to May 6, 2026
      • Employees · 7 to 8
        Dec 23, 2025 to May 6, 2026
      • Discretionary RAUM · $0 to $642M
        Dec 23, 2025 to May 6, 2026
      • Pooled vehicle RAUM · $0 to $642M
        Dec 23, 2025 to May 6, 2026
      • RAUM · $0 to $642M
        Dec 23, 2025 to May 6, 2026
      • Related bank · true to false
        Dec 23, 2025 to May 6, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Website
      j•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      (212) 328-9320reportedpublic record, Form ADV, May 6, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026