DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Oldfather Financial Services
Legal name Ofs Enterprise LLC
Latest filing May 29, 2026
First filing on the tape Dec 15, 2025 · 3 filings
SEC status approved since Dec 1, 2025
RAUM
$556M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
89%
$494M individuals and HNW
Advisors
4
registered through the firm on IAPD
RAUM per advisor
$139M
derived; firm RAUM over IAPD count
Employees
6
4 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$556M as of May 29, 2026
Dec 15, 2025$542M then
HNW client RAUM$169M as of May 29, 2026
Dec 15, 2025$164M then
State-registered IARs (5.B.3)4 as of May 29, 2026
Dec 15, 20254 then
Employees (5.A)6 as of May 29, 2026
Dec 15, 20255 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of May 29, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- RAUM per advisor
- $139MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 109derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $5.6MderivedHNW RAUM over HNW clients
- Average account
- $451,884derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 98%derivedof RAUM
- Institutional
- 11%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.5derivedItem 5.A over advisors
- Advisors per office
- 4.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Firms absorbed, 24 months
- 1derivedhalf or more of a firm's advisors moved here within 14 days
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$325M58%
- High-net-worth individuals$169M30%
- Charitable organizations$58.2M10%
- Corporations and businesses$3.4M0.6%
- Pension and profit-sharing plans$793,0330.1%
- Individual clients
- 405reported
- HNW clients
- 30reported
- Pension plan clients
- 2reported
- Charitable clients
- 6reported
- Accounts
- 1,231reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- noreported
- Custody of client assets
- noreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.89 fund_share=0.0 institutional_share=0.11 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
4 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Brandi Horacek | Kearney, Ne | Jan 14, 2026 | 15 y | 1 |
| Tristan James CrookCertified Financial Planner | Kearney, Ne | Jan 14, 2026 | 10 y | 3 |
| William Alan Oldfather | Kearney, Ne | Jan 14, 2026 | 37 y | 1 |
| Troy Allan BrockmeierChartered Financial Analyst | Kearney, Ne | Jan 14, 2026 | 33 y | 3 |
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
none on the tape
Teams: two or more advisors moving together within fourteen days, from one state
- 4 joined from Oldfather Financial Services LLCFeb 24, 2026 · Kearney, Ne · Firm absorbed
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
No Schedule A on the extract for this adviser.
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Kearney, Ne · principal | 4 | 4 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 1,210 to 1,231Dec 15, 2025 to Mar 20, 2026
- Corporate clients · 4 to 5Dec 15, 2025 to Mar 20, 2026
- Individual clients · 397 to 405Dec 15, 2025 to Mar 20, 2026
- Employees · 5 to 6Dec 15, 2025 to Mar 20, 2026
- Discretionary RAUM · $530M to $543MDec 15, 2025 to Mar 20, 2026
- HNW RAUM · $164M to $169MDec 15, 2025 to Mar 20, 2026
- Individual RAUM · $316M to $325MDec 15, 2025 to Mar 20, 2026
- Non-discretionary RAUM · $11.8M to $13.6MDec 15, 2025 to Mar 20, 2026
- Pension RAUM · $760,799 to $793,033Dec 15, 2025 to Mar 20, 2026
- RAUM · $542M to $556MDec 15, 2025 to Mar 20, 2026
- Succession · true to falseDec 15, 2025 to Mar 20, 2026
Signals
2 dated events
- Oldfather Financial Services LLC's advisors moved to Oldfather Financial Services (Kearney, NE): 4 of 4 registered, succession filed, on the same dayFeb 24, 2026 · Firm absorbed (people side) · derived
- Oldfather Financial Services reported succeeding to the business of Oldfather Financial Services Llc (Form ADV Item 4)Dec 15, 2025 · Succession (Item 4) · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@oldfatherfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- michelle@oldfatherfinancial.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 308-237-4571reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/oldfather-financial-servicesreportedpublic record, Form ADV, Sep 17, 2026
- Website
- oldfatherfinancial.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 308-237-4571reportedpublic record, Form ADV, May 29, 2026
- Team page
- oldfatherfinancial.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $139Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026