DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

E•• I••••••••• • A••••••• L••

Asset manager (funds and pooled vehicles)Portland, OregonCRD 339744SEC 801-135239websiteIAPD
Latest filing Mar 31, 2026
First filing on the tape Dec 24, 2025 · 2 filings
SEC status approved since Jan 23, 2026
RAUM
$680M
reported, Item 5.F
Discretionary
35%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
13
5 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
7
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$680M as of Mar 31, 2026
Dec 24, 2025$653M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Dec 24, 20250 then
Employees (5.A)13 as of Mar 31, 2026
Dec 24, 202513 then
Private funds7 as of Mar 31, 2026
Dec 24, 20257 then
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
unknownderivedHNW RAUM over HNW clients
Average account
$75.6MderivedRAUM over accounts (5.F.2.f)
Discretionary
35%derivedof RAUM
Institutional
0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, performance-basedreportedItem 5.E
Advisory activities
portfolio management for pooled vehiclesreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • a related person has custody of client cash (9.B.1.a)
  • a related person has custody of client securities (9.B.1.b)
  • marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • Pooled investment vehicles$599M100%
Individual clients
n/areported
HNW clients
n/areported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
9reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, performancereported
Class basis
private_client_share=0.0 fund_share=0.88 institutional_share=0.0 related_bd=false related_bank=true bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • S••••••• C••••••••• J••• · Managing Director, Chief Compliance Officer And Chief Operating Officercontrol
        since 12/2021 · owns 10% to 25%
      • V•••••• A••••• · Managing Directorcontrol
        since 12/2021 · owns 25% to 50%
      • V•• H••••• B•••••• · Chief Executive Officercontrol
        since 12/2021 · owns 50% to 75%
      Entity owners
      • A•••• C•••••• L•• · Shareholder
        direct · owns 25% to 50%
      • B••••••••• L•• · Shareholder
        direct · owns 50% to 75%
      • C•••••• A••••••• H••••••• · Shareholder
        direct · owns 10% to 25%
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Discretionary RAUM · $224M to $235M
        Dec 24, 2025 to Mar 31, 2026
      • Non-discretionary RAUM · $429M to $445M
        Dec 24, 2025 to Mar 31, 2026
      • Pooled vehicle RAUM · $580M to $599M
        Dec 24, 2025 to Mar 31, 2026
      • RAUM · $653M to $680M
        Dec 24, 2025 to Mar 31, 2026
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Firm profile
      linkedin.com/company/efminvest/posts/?feedView=allreportedpublic record, Form ADV, Sep 18, 2026
      Website
      e•••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      503-467-0829reportedpublic record, Form ADV, Mar 31, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026