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SEC-registered adviser

S• A••••••• E• I••••••••• I••••••••• S• D• C•

Wealth manager with institutional or fund businessMexico City, CRD 339845SEC 801-135381websiteIAPD
Legal name S• A•••• M••••••••• A••••••• E• I••••••••• I••••••••• S•••
Latest filing Jun 2, 2026
First filing on the tape Mar 24, 2026 · 2 filings
SEC status approved since Mar 26, 2026
RAUM
$553M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
47%
$262M individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
6
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$553M as of Jun 2, 2026
Mar 24, 2026$553M then
HNW client RAUM$187M as of Jun 2, 2026
Mar 24, 2026$187M then
State-registered IARs (5.B.3)0 as of Jun 2, 2026
Mar 24, 20260 then
Employees (5.A)6 as of Jun 2, 2026
Mar 24, 20266 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Jun 2, 2026; every figure names its basis
RAUM per advisor
unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor
unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.2MderivedHNW RAUM over HNW clients
Average account
$1.1MderivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
20%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
unknownderivedItem 5.A over advisors
Advisors per office
unknownderived1 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
portfolio management for individuals, portfolio management for businesses and institutions, otherreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$187M34%
  • Pooled investment vehicles$140M25%
  • Insurance companies$88.2M16%
  • Individuals$75.5M14%
  • Banks and thrifts$20.9M3.8%
  • Corporations and businesses$19.3M3.5%
  • Charitable organizations$11.6M2.1%
  • Pension and profit-sharing plans$10.9M2.0%
Individual clients
272reported
HNW clients
85reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
515reported
Financial planning clients
reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.47 fund_share=0.25 institutional_share=0.2 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      No Schedule A on the extract for this adviser.
      Related persons
      Schedule D 7.A
      No related person reported.
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      One filing, no change to show.
      Signals
      No event on the tape.
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      a•••••••••@s•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      338-000-0582reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      s•••••••••.comreportedpublic record, Form ADV, Sep 21, 2026
      Principal office phone
      5552519309reportedpublic record, Form ADV, Jun 2, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Wealth manager with institutional or fund businessderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      n/aderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026