DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Stonebridge Financial Group

Independent wealth managerSan Rafael, CaliforniaCRD 340200SEC 801-135258websiteIAPD
Legal name Stonebridge Financial Group, LLC
Latest filing Aug 7, 2026
First filing on the tape Jan 2, 2026 · 4 filings
SEC status approved since Jan 29, 2026
RAUM
$896M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
99%
$890M individuals and HNW
Advisors
15
registered through the firm on IAPD
RAUM per advisor
$59.7M
derived; firm RAUM over IAPD count
Employees
21
12 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$896M as of Aug 7, 2026
Jan 2, 2026$0 then
HNW client RAUM$643M as of Aug 7, 2026
Apr 24, 2026$643M then
State-registered IARs (5.B.3)12 as of Aug 7, 2026
Jan 2, 20262 then
Employees (5.A)21 as of Aug 7, 2026
Jan 2, 20262 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Aug 7, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$59.7MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
62derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.5MderivedHNW RAUM over HNW clients
Average account
$478,886derivedRAUM over accounts (5.F.2.f)
Discretionary
100%derivedof RAUM
Institutional
0.3%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.4derivedItem 5.A over advisors
Advisors per office
5.0derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individualsreportedItem 5.G
Custody
$75.7M, 48 clientsreportedItem 9.A
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • is an insurance broker or agent (6.A.6)
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
  • has custody of client cash or bank accounts (9.A.1.a)
  • marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$643M72%
  • Individuals$248M28%
  • Pension and profit-sharing plans$2.9M0.3%
  • Corporations and businesses$2.6M0.3%
Individual clients
684reported
HNW clients
253reported
Pension plan clients
9reported
Charitable clients
n/areported
Accounts
1,871reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
$75.7M for 48 clientsreported
Compensation
% of AUM, fixedreported
Class basis
private_client_share=0.99 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=1.0derived
Advisors registered through the firm
15 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Blair Lawton MartinSan Rafael, CaMar 2, 202624 y5
Michael GarriganSan Rafael, CaMar 2, 202611 y1
Kyle SingletonSan Rafael, CaMar 2, 202610 y1
Nico Taylor RussoSan Rafael, CaMar 2, 202612 y1
Kyle Bryan DanielsSan Rafael, CaMar 2, 202611 y1
James Rodney WhiteSan Rafael, CaMar 2, 202639 y1
Christopher WorthingtonSan Rafael, CaMar 2, 202611 y1
Mitchell Louis BortolottoSan Rafael, CaMar 2, 202611 y1
Nicholas ImbimboSan Rafael, CaMar 2, 202618 y1
Michael Joseph WorthingtonSan Rafael, CaMar 2, 202610 y1
Roberta Lynn BechtelSan Rafael, CaMar 3, 202619 y2
Charlotte Ann SloanChartered Financial ConsultantSan Rafael, CaMar 3, 202628 y1
Julian GoodmanSan Rafael, CaMar 4, 202610 y1
Marcus NilssonSan Rafael, CaMar 4, 202610 y1
Daniel William WorthingtonChartered Financial ConsultantSan Rafael, CaJun 25, 202634 y3
Advisor movement
0 left, 15 joined in 12 months
net +15 in 12 months0 left in 90 days1 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Teams: two or more advisors moving together within fourteen days, from one state
      Teams outTeams in
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • Marcus Nilsson · Cco
        since 12/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      San Rafael, Ca · principal15150
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 1,871
        Mar 2, 2026 to Apr 24, 2026
      • BD registered reps · 0 to 1
        Mar 2, 2026 to Apr 24, 2026
      • Corporate clients · unset to 5.0
        Mar 2, 2026 to Apr 24, 2026
      • HNW clients · unset to 253.0
        Mar 2, 2026 to Apr 24, 2026
      • Individual clients · unset to 684.0
        Mar 2, 2026 to Apr 24, 2026
      • Pension plan clients · unset to 9.0
        Mar 2, 2026 to Apr 24, 2026
      • Assets in custody · unset to 75666571.0
        Mar 2, 2026 to Apr 24, 2026
      • Custody of client assets · false to true
        Mar 2, 2026 to Apr 24, 2026
      • Discretionary RAUM · $0 to $896M
        Mar 2, 2026 to Apr 24, 2026
      • HNW RAUM · unset to 642595562.0
        Mar 2, 2026 to Apr 24, 2026
      • Individual RAUM · unset to 247875631.0
        Mar 2, 2026 to Apr 24, 2026
      • Pension RAUM · unset to 2947546.0
        Mar 2, 2026 to Apr 24, 2026
      • RAUM · $0 to $896M
        Mar 2, 2026 to Apr 24, 2026
      • Advisory employees · 1 to 12
        Jan 2, 2026 to Mar 2, 2026
      • Employees · 2 to 21
        Jan 2, 2026 to Mar 2, 2026
      • State-registered IARs · 2 to 12
        Jan 2, 2026 to Mar 2, 2026
      • Other offices · 0 to 2
        Jan 2, 2026 to Mar 2, 2026
      Signals
      2 dated events
      • 14 advisors left Equitable Advisors, LLC (San Rafael, CA) for Stonebridge Financial Group within 2 days
        Mar 3, 2026 · Team lift-out · derived
      • Stonebridge Financial Group reported 12 state-registered advisory representatives, up from 2 (2026-01-02 to 2026-03-02)
        Mar 2, 2026 · Advisor headcount change · derived
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business phone
      415-461-1784reportedpublished by the firm, firm site, Sep 15, 2026
      Business phone
      415-461-4961reportedpublished by the firm, firm site, Sep 15, 2026
      Website
      stonebridgefinancialgrp.comreportedpublic record, Form ADV, Sep 17, 2026
      Principal office phone
      4154614961reportedpublic record, Form ADV, Aug 7, 2026
      Contact form
      stonebridgefinancialgrp.com/contact-usreportedpublished by the firm, firm site, Sep 15, 2026
      Team page
      stonebridgefinancialgrp.com/our-teamreportedpublished by the firm, firm site, Sep 15, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $59.7Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026