DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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SEC-registered adviser

P••••••• W••••• M•••••••••

Independent wealth managerAlexandria, VirginiaCRD 340285SEC 801-135403websiteIAPD
Legal name B•••• • H•••••• W••••• S•••••••• L••
Latest filing Apr 22, 2026
First filing on the tape Jan 24, 2026 · 2 filings
SEC status approved since Jan 1, 2026
RAUM
$156M
reported, Item 5.F
Discretionary
98%
of RAUM
Private clients
98%
$153M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$78.0M
derived; firm RAUM over IAPD count
Employees
4
2 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$156M as of Apr 22, 2026
Jan 24, 2026$0 then
HNW client RAUM: $105M
State-registered IARs (5.B.3)2 as of Apr 22, 2026
Jan 24, 20262 then
Employees (5.A)4 as of Apr 22, 2026
Jan 24, 20264 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Apr 22, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
RAUM per advisor
$78.0MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
119derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$2.0MderivedHNW RAUM over HNW clients
Average account
$288,472derivedRAUM over accounts (5.F.2.f)
Discretionary
98%derivedof RAUM
Institutional
1.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
2.0derivedItem 5.A over advisors
Advisors per office
0.7derived3 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
  • compensates persons for client referrals (8.G.1)
  • compensates non-employees for client referrals (8.G.2)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$105M67%
  • Individuals$47.6M31%
  • Charitable organizations$1.8M1.2%
  • Corporations and businesses$1.6M1.1%
Individual clients
184reported
HNW clients
53reported
Pension plan clients
n/areported
Charitable clients
n/areported
Accounts
541reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=0.98 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
2 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
J••• P••••• C••••••Alexandria, Va Feb 26, 202622 y1
J•••• Q•••••• M••••••Certified Financial PlannerAlexandria, Va Feb 26, 202615 y1
Advisor movement
0 left, 0 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    none on the tape
      Every departureEvery arrival
      Private funds
      No private fund reported.
      Owners and control persons
      Schedule A and B, latest filing
      • M••••••• J••••• Q•••••• · Chief Compliance Officer, Senior Vice Presidentcontrol
        since 01/2025 · owns less than 5%
      • R••••• S••••••• B••••• · Presidentcontrol
        since 09/2025 · owns less than 5%
      Related persons
      Schedule D 7.A
      No related person reported.
      Office movement
      IAPD branch city; joins and departures in 12 months
      OfficeAdvisorsJoinedLeftTeams outForming
      Alexandria, Va · principal220
      Offices
      Schedule D 1.F, the 25 largest
      No branch office listed.
      What changed
      consecutive filings, newest first
      • Accounts · 0 to 541
        Jan 24, 2026 to Apr 22, 2026
      • HNW clients · unset to 53.0
        Jan 24, 2026 to Apr 22, 2026
      • Individual clients · unset to 184.0
        Jan 24, 2026 to Apr 22, 2026
      • Financial planning clients · to 0
        Jan 24, 2026 to Apr 22, 2026
      • Discretionary RAUM · $0 to $153M
        Jan 24, 2026 to Apr 22, 2026
      • HNW RAUM · unset to 104943529.0
        Jan 24, 2026 to Apr 22, 2026
      • Individual RAUM · unset to 47639639.0
        Jan 24, 2026 to Apr 22, 2026
      • Non-discretionary RAUM · $0 to $2.6M
        Jan 24, 2026 to Apr 22, 2026
      • RAUM · $0 to $156M
        Jan 24, 2026 to Apr 22, 2026
      • Succession · true to false
        Jan 24, 2026 to Apr 22, 2026
      Signals
      2 dated events
      • P••••••• W••••• M••••••••• reported succeeding to the business of P••••••• W••••• M••••••••• (Form ADV Item 4)
        Jan 24, 2026 · Succession (Item 4) · fact
      • Shannon Barrow Rowan, registered through L•• F•••••••• L•• (Alexandria, VA), is a direct owner of P••••••• W••••• M•••••••••, an adviser first registered 2026-01-24; in 2023-2025, 171 of 213 such owners registered at this class of firm moved to the new adviser within a year, median 75 days after the filing
        Jan 24, 2026 · Owner of a newly registered adviser · fact
      Across DFX
      shared identifiers only, never a name match
      No identifier-backed link to the venture, private equity, family office or sponsor graphs.
      How to reach
      public business contact points only, each with its source
      Business email
      i•••@p•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Business phone
      540-317-5372reportedpublished by the firm, firm site, Sep 17, 2026
      Website
      p•••••••••.comreportedpublic record, Form ADV, Sep 18, 2026
      Principal office phone
      (703) 518 - 8361reportedpublic record, Form ADV, Apr 22, 2026
      Contact form
      p•••••••••.comreportedpublished by the firm, firm site, Sep 17, 2026
      Provenance
      Form ADV
      SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
      Advisors
      IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
      Class
      Independent wealth managerderiveda rule over Items 5.D and 7.A
      RAUM per advisor
      $78.0Mderivedfirm RAUM over the IAPD count; not a book size
      Loaded
      Sep 14, 2026