DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Evertern Wealth, LLC
Latest filing Sep 2, 2026
First filing on the tape Mar 31, 2026 · 4 filings
SEC status approved since Mar 31, 2026
RAUM
$1.6B
reported, Item 5.F
Discretionary
97%
of RAUM
Private clients
100%
$1.6B individuals and HNW
Advisors
5
registered through the firm on IAPD
RAUM per advisor
$313M
derived; firm RAUM over IAPD count
Employees
12
2 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
0
reported on Schedule D
History
4 filings and snapshots on the tape
RAUM$1.6B as of Jul 28, 2026
Mar 31, 2026$0 then
HNW client RAUM: $1.5B
State-registered IARs (5.B.3)5 as of Jul 28, 2026
Mar 31, 20265 then
Employees (5.A)12 as of Jul 28, 2026
Mar 31, 202610 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 2, 2026; every figure names its basis
Archetypes, each a printed rule
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $313MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 47derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $8.9MderivedHNW RAUM over HNW clients
- Average account
- $1.4MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 97%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.4derivedItem 5.A over advisors
- Advisors per office
- 5.0derived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, selection of other advisersreportedItem 5.G
- Custody
- $248M, 90 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$1.5B99%
- Individuals$15.9M1.0%
- Individual clients
- 60reported
- HNW clients
- 173reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1,153reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $248M for 90 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd= related_bank= bd_reps=2.0derived
Advisors registered through the firm
5 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael James Lundon | Naples, Fl | Apr 6, 2026 | 28 y | 1 |
| Jason Erik StephensCertified Financial Planner | Naples, Fl | Apr 6, 2026 | 28 y | 3 |
| Tyler Stephens | Naples, Fl | Jul 23, 2026 | 10 y | 1 |
| Michael Hodges HeiserChartered Financial Analyst | Naples, Fl | Jul 28, 2026 | 10 y | 1 |
| Brett Jordan Schumbacker | Sarasota, Fl | Aug 20, 2026 | 12 y | 1 |
Advisor movement
0 left, 5 joined in 12 months
net +5 in 12 months0 left in 90 days3 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- Brett Jordan Schumbacker from UBS Financial Services Inc.Aug 20, 2026 · Wirehouse to independent RIA
- Michael Hodges Heiser from UBS Financial Services Inc.Jul 28, 2026 · Wirehouse to independent RIA
- Tyler Stephens from UBS Financial Services Inc.Jul 23, 2026 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Michael James Lundon from UBS Financial Services Inc.Apr 6, 2026 · Wirehouse to a newly registered adviser (no RAUM reported yet)
- Jason Erik Stephens from UBS Financial Services Inc.Apr 6, 2026 · Wirehouse to a newly registered adviser (no RAUM reported yet)
Teams: two or more advisors moving together within fourteen days, from one state
- 5 joined from UBS Financial Services Inc.Apr 10, 2026 · Naples, Fl
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- James Michael Lundon · Managing Partner / Chief Compliance Officercontrolsince 03/2026 · owns 10% to 25%
- Erik Jason Stephens · Managing Partnercontrolsince 03/2026 · owns 75% or more
Entity owners
- Dynasty Financial Partners, LLC · Ownerdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Naples, Fl · principal | 5 | 5 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Jul 28, 2026 to Sep 2, 2026
- Related adviser · false to unsetJul 28, 2026 to Sep 2, 2026
- Related bank · false to unsetJul 28, 2026 to Sep 2, 2026
- Related broker-dealer · false to unsetJul 28, 2026 to Sep 2, 2026
- Related insurance company · false to unsetJul 28, 2026 to Sep 2, 2026
- Succession · false to unsetJul 28, 2026 to Sep 2, 2026
- Accounts · 0 to 1,153Apr 1, 2026 to Jul 28, 2026
- Advisory employees · 5 to 2Apr 1, 2026 to Jul 28, 2026
- BD registered reps · 1 to 2Apr 1, 2026 to Jul 28, 2026
- HNW clients · unset to 173.0Apr 1, 2026 to Jul 28, 2026
- Individual clients · unset to 60.0Apr 1, 2026 to Jul 28, 2026
- Assets in custody · unset to 247827788.0Apr 1, 2026 to Jul 28, 2026
- Custody of client assets · false to trueApr 1, 2026 to Jul 28, 2026
- Employees · 10 to 12Apr 1, 2026 to Jul 28, 2026
- Discretionary RAUM · $0 to $1.5BApr 1, 2026 to Jul 28, 2026
- HNW RAUM · unset to 1548303081.0Apr 1, 2026 to Jul 28, 2026
- Individual RAUM · unset to 15944697.0Apr 1, 2026 to Jul 28, 2026
- Non-discretionary RAUM · $0 to $54.6MApr 1, 2026 to Jul 28, 2026
- RAUM · $0 to $1.6BApr 1, 2026 to Jul 28, 2026
- Business name · EVERTERN WEALTH to EVERTERN WEALTH, LLCMar 31, 2026 to Apr 1, 2026
- HQ city · SAINT PETERSBURG to NAPLESMar 31, 2026 to Apr 1, 2026
- Legal name · EVERTERN WEALTH to EVERTERN WEALTH, LLCMar 31, 2026 to Apr 1, 2026
- Related adviser · true to falseMar 31, 2026 to Apr 1, 2026
Signals
1 dated events
- 5 advisors left UBS Financial Services Inc. (Naples, FL) for Evertern Wealth, LLC within 14 daysApr 10, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 239-508-7700reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/everternwealthreportedpublic record, Form ADV, Sep 18, 2026
- Website
- EverternWealth.comreportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 239-508-7700reportedpublic record, Form ADV, Sep 2, 2026
- Team page
- everternwealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $313Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026