DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
B•• P••••• F••••••••
Legal name B•• P••••• W•••••• L••
Latest filing Sep 3, 2026
First filing on the tape May 13, 2026 · 5 filings
SEC status approved since May 28, 2026
RAUM
$116M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
100%
$116M individuals and HNW
Advisors
3
registered through the firm on IAPD
RAUM per advisor
$38.6M
derived; firm RAUM over IAPD count
Employees
3
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
5 filings and snapshots on the tape
RAUM$116M as of Aug 20, 2026
May 13, 2026$0 then
HNW client RAUM$84.9M as of Aug 20, 2026
Jul 17, 2026$84.9M then
State-registered IARs (5.B.3)2 as of Aug 20, 2026
May 13, 20262 then
Employees (5.A)3 as of Aug 20, 2026
May 13, 20263 then
Private funds: no history
Practice profile
derived from the filing of Sep 3, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
- RAUM per advisor
- $38.6MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 41derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.2MderivedHNW RAUM over HNW clients
- Average account
- $419,992derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 1.5derived2 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$84.9M73%
- Individuals$31.0M27%
- Individual clients
- 84reported
- HNW clients
- 38reported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 276reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
3 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| B•••• C•••••• B•••••••Certified Financial Planner, Chartered Financial Consultant | New Baltimore, Mi | May 29, 2026 | 13 y | 2 |
| M••• F•••• P•••••• | New Baltimore, Mi | May 29, 2026 | 16 y | 4 |
| M•••••• C••••• W•••••••••Certified Financial Planner | New Baltimore, Mi | Sep 10, 2026 | 10 y | 0 |
Advisor movement
0 left, 2 joined in 12 months
net +2 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
Joined, latest
- B•••• C•••••• B••••••• from S••May 29, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
- M••• F•••• P•••••• from S••May 29, 2026 · Affiliated broker-dealer or bank to a newly registered adviser
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••••••• B••••• C•••••• · Managing Partner, Chief Compliance Officer, Financial Advisorcontrolsince 02/2026 · owns 50% to 75%
- P••••••• M•••• F•••• · Partner & Financial Advisorcontrolsince 02/2026 · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| New Baltimore, Mi · principal | 3 | 3 | 0 |
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Financial planning clients · 0 to 0Aug 20, 2026 to Sep 3, 2026
- Succession · false to unsetAug 20, 2026 to Sep 3, 2026
- Accounts · 0 to 276Jun 2, 2026 to Jul 17, 2026
- HNW clients · unset to 38.0Jun 2, 2026 to Jul 17, 2026
- Individual clients · unset to 84.0Jun 2, 2026 to Jul 17, 2026
- Discretionary RAUM · $0 to $116MJun 2, 2026 to Jul 17, 2026
- HNW RAUM · unset to 84949916.0Jun 2, 2026 to Jul 17, 2026
- Individual RAUM · unset to 30967872.0Jun 2, 2026 to Jul 17, 2026
- RAUM · $0 to $116MJun 2, 2026 to Jul 17, 2026
- Business name · B•• P••••• W•••••• L•• to B•• P••••• F••••••••May 13, 2026 to Jun 2, 2026
Signals
1 dated events
- 2 advisors left Spc (MT Clemens, MI) for B•• P••••• F•••••••• on the same dayJun 1, 2026 · Team lift-out · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@baypointefinancial.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 586-273-6007reportedpublished by the firm, firm site, Sep 17, 2026
- Website
- baypointefinancial.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- (586) 273-6007 X1reportedpublic record, Form ADV, Sep 3, 2026
- Contact form
- baypointefinancial.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $38.6Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026