DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
A•••••• C•••••• A•••••••• L••
Latest filing Sep 1, 2026
First filing on the tape Apr 1, 2026 · 2 filings
SEC status 120-day approval since May 5, 2026
RAUM
$228M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
48
15 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
0
reported on Schedule D
History
2 filings and snapshots on the tape
RAUM$228M as of Sep 1, 2026
Apr 1, 2026$0 then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Sep 1, 2026
Apr 1, 20260 then
Employees (5.A)48 as of Sep 1, 2026
Apr 1, 202648 then
Private funds: no history
RAUM n/a over the last fiscal year
Practice profile
derived from the filing of Sep 1, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $228MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- unknownderivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- $228M, 1 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$228M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 1reported
- Financial planning clients
- n/areported
- Wrap fee programs
- noreported
- Custody of client assets
- $228M for 1 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- B•••• A••••• M••••• · Founder & Chief Executive Officercontrolsince 03/2026 · owns less than 5%
- G••••••• G••••• K••••• · Chief Operating Officer Presidentcontrolsince 03/2026 · owns less than 5%
- H••••••• J•••••• P••••• · General Counsel & Senior Vice Presidentcontrolsince 03/2026 · owns less than 5%
- S•••••••• B•••••• K••••• · Outsourced Chief Compliance Officercontrolsince 03/2026 · owns less than 5%
- S••••••• J••••• F••••••• · President & Chief Investment Officer Senior Vice Presidentcontrolsince 03/2026 · owns less than 5%
Entity owners
- A•••••• P••••••• G••••• L•• · Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- custody status changedChange between filings · filing Sep 1, 2026custody of client assets (Item 9.A): no on the filing of 2026-04-01, yes on the filing of 2026-09-01peers: asset managers, $100M to $500M (1,568)
- business activity changedChange between filings · filing Sep 1, 2026advises private funds (Item 7.B): no on the filing of 2026-04-01, yes on the filing of 2026-09-01peers: asset managers, $100M to $500M (1,568)
What changed
consecutive filings, newest first
- Accounts · 0 to 1Apr 1, 2026 to Sep 1, 2026
- Pooled vehicle clients · unset to 1.0Apr 1, 2026 to Sep 1, 2026
- Assets in custody · unset to 228250000.0Apr 1, 2026 to Sep 1, 2026
- Custody of client assets · false to trueApr 1, 2026 to Sep 1, 2026
- Financial planning clients · to unsetApr 1, 2026 to Sep 1, 2026
- Discretionary RAUM · $0 to $228MApr 1, 2026 to Sep 1, 2026
- Pooled vehicle RAUM · unset to 228250000.0Apr 1, 2026 to Sep 1, 2026
- RAUM · $0 to $228MApr 1, 2026 to Sep 1, 2026
- Succession · false to unsetApr 1, 2026 to Sep 1, 2026
Signals
No event on the tape.
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/ambrose-property-groupreportedpublic record, Form ADV, Sep 19, 2026
- Website
- a••••••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 1 317-573-4600reportedpublic record, Form ADV, Sep 1, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026