DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

SEC-registered adviser

Next Up Wealth Advisors, LLC

Independent wealth managerScottsdale, ArizonaCRD 342136SEC 801-136270websiteIAPD
Latest filing Aug 3, 2026
First filing on the tape May 14, 2026 · 3 filings
SEC status approved since May 14, 2026
RAUM
$100M
reported, Item 5.F
Discretionary
80%
of RAUM
Private clients
100%
$100.0M individuals and HNW
Advisors
2
registered through the firm on IAPD
RAUM per advisor
$50.1M
derived; firm RAUM over IAPD count
Employees
2
2 advisory (5.B.1)
Offices
1
beyond the principal office
Private funds
0
reported on Schedule D
History
3 filings and snapshots on the tape
RAUM$100M as of Aug 3, 2026
May 14, 2026$0 then
HNW client RAUM: $80.1M
State-registered IARs (5.B.3)2 as of Aug 3, 2026
May 14, 20262 then
Employees (5.A)2 as of Aug 3, 2026
May 14, 20262 then
Private funds: no history
Practice profile
derived from the filing of Aug 3, 2026; every figure names its basis
Archetypes, each a printed rule
  • HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
  • Independent boutique · a wealth manager with no broker-dealer, bank or insurance affiliate, 2 to 25 advisors, one to three offices, no public reporting company control
RAUM per advisor
$50.1MderivedRAUM over IAPD advisors; not a book size
Clients per advisor
147derivedindividual and HNW clients (5.D) over advisors
Average HNW client
$606,569derivedHNW RAUM over HNW clients
Average account
$340,935derivedRAUM over accounts (5.F.2.f)
Discretionary
80%derivedof RAUM
Institutional
0.2%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor
1.0derivedItem 5.A over advisors
Advisors per office
1.0derived2 offices incl. principal (1.F.5)
RAUM growth, one year
unknownderivedbetween the last two annual amendments
Advisor growth, one year
unknownderivedItem 5.B.3 between annual amendments
Client growth, one year
unknownderived
Compensation
percentage of assets, hourly, fixed feesreportedItem 5.E
Advisory activities
financial planning, portfolio management for individuals, pension consultingreportedItem 5.G
Ownership
no PE, bank or public-company owner found on Schedule Aderived
Advisor book size
not public; not estimatedreported
Also answered yes on Form ADV
  • buys or sells securities as principal to or from clients (8.A.2)
  • has discretionary authority over which securities are bought or sold (8.C.1)
  • receives research or other products from a broker-dealer, soft dollars (8.E)
Where the RAUM sits
Form ADV Item 5.D, latest filing
  • High-net-worth individuals$80.1M80%
  • Individuals$19.9M20%
  • Charitable organizations$246,4730.2%
Individual clients
161reported
HNW clients
132reported
Pension plan clients
n/areported
Charitable clients
1reported
Accounts
294reported
Financial planning clients
0reported
Wrap fee programs
noreported
Custody of client assets
noreported
Compensation
% of AUM, fixed, hourlyreported
Class basis
private_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
1 on IAPD today, longest tenure first
NameBranchHere sinceIn industryPrior firms
Amanda Marie WrayScottsdale, AzMay 15, 202618 y2
Advisor movement
0 left, 1 joined in 12 months
net +1 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 0.0% of current headcount0 left over 36 months
Left, latest
none on the tape
    Joined, latest
    Every departureEvery arrival
    Private funds
    No private fund reported.
    Owners and control persons
    Schedule A and B, latest filing
    • Marie Amanda Wray · Managing Member, Ccocontrol
      since 04/2026 · owns 75% or more
    Related persons
    Schedule D 7.A
    No related person reported.
    Office movement
    IAPD branch city; joins and departures in 12 months
    OfficeAdvisorsJoinedLeftTeams outForming
    Scottsdale, Az · principal220
    Offices
    Schedule D 1.F, the 25 largest
    No branch office listed.
    What changed
    consecutive filings, newest first
    • Accounts · 0 to 294
      Jul 15, 2026 to Aug 3, 2026
    • Charity clients · unset to 1.0
      Jul 15, 2026 to Aug 3, 2026
    • HNW clients · unset to 132.0
      Jul 15, 2026 to Aug 3, 2026
    • Individual clients · unset to 161.0
      Jul 15, 2026 to Aug 3, 2026
    • Discretionary RAUM · $0 to $79.7M
      Jul 15, 2026 to Aug 3, 2026
    • HNW RAUM · unset to 80067072.0
      Jul 15, 2026 to Aug 3, 2026
    • Individual RAUM · unset to 19921209.0
      Jul 15, 2026 to Aug 3, 2026
    • Non-discretionary RAUM · $0 to $20.5M
      Jul 15, 2026 to Aug 3, 2026
    • RAUM · $0 to $100M
      Jul 15, 2026 to Aug 3, 2026
    Signals
    No event on the tape.
    Across DFX
    shared identifiers only, never a name match
    No identifier-backed link to the venture, private equity, family office or sponsor graphs.
    How to reach
    public business contact points only, each with its source
    Business phone
    602-551-6853reportedpublished by the firm, firm site, Sep 16, 2026
    Website
    nextupwealthadvisors.comreportedpublic record, Form ADV, Sep 18, 2026
    Principal office phone
    480-450-7407reportedpublic record, Form ADV, Aug 3, 2026
    Provenance
    Form ADV
    SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
    Advisors
    IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
    Class
    Independent wealth managerderiveda rule over Items 5.D and 7.A
    RAUM per advisor
    $50.1Mderivedfirm RAUM over the IAPD count; not a book size
    Loaded
    Sep 14, 2026