DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

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Former SEC-registered adviser

T••• I••••••••• M•••••••••

Former SEC-registered adviserRadnor, PennsylvaniaCRD 34939SEC 801-45618IAPD

Legal name T••• A••••••• S•••••••• L••

Latest filing Jul 24, 2023

First filing on the tape Mar 27, 2012 · 46 filings

RAUM

$6.4B

reported, Item 5.F

Discretionary

100%

of RAUM

Private clients

0.0%

$0 individuals and HNW

Advisors

registered through the firm on IAPD

RAUM per advisor

n/a

derived; firm RAUM over IAPD count

Employees

15 advisory (5.B.1)

Offices

beyond the principal office

Private funds

$3.2B gross assets

History

46 filings and snapshots on the tape

RAUM$6.4B as of Mar 30, 2023

Mar 27, 2012$9.6B then

HNW client RAUM$0 as of Mar 30, 2023

Mar 28, 2018$0 then

State-registered IARs (5.B.3)0 as of Mar 30, 2023

Mar 27, 20120 then

Employees (5.A)68 as of Mar 30, 2023

Mar 28, 201361 then

Private funds39 as of Mar 30, 2023

Mar 27, 201226 then

RAUM -1.8% over the last fiscal year+10% a year over threeIARs 0 to 0

Practice profile

derived from the filing of Jul 24, 2023; every figure names its basis

RAUM per advisor: unknownderivedRAUM over IAPD advisors; not a book size
Clients per advisor: unknownderivedindividual and HNW clients (5.D) over advisors
Average HNW client: unknownderivedHNW RAUM over HNW clients
Average account: $95.4MderivedRAUM over accounts (5.F.2.f)
Discretionary: 100%derivedof RAUM
Institutional: 15%derivedpensions, charities, corporations, government, insurance, banks, other advisers
Employees per advisor: unknownderivedItem 5.A over advisors
Advisors per office: unknownderived2 offices incl. principal (1.F.5)
RAUM growth, one year: -1.8%derivedbetween the last two annual amendments
Advisor growth, one year: unknownderivedItem 5.B.3 between annual amendments
Client growth, one year: unknownderived
Compensation: percentage of assets, fixed fees, performance-based, otherreportedItem 5.E
Advisory activities: portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, selection of other advisersreportedItem 5.G
Custody: $2.1B, 34 clientsreportedItem 9.A
Ownership: no PE, bank or public-company owner found on Schedule Aderived
Advisor book size: not public; not estimatedreported

Also answered yes on Form ADV

buys or sells securities as principal to or from clients (8.A.2)
has discretionary authority over which securities are bought or sold (8.C.1)
has custody of client cash or bank accounts (9.A.1.a)
has custody of client securities (9.A.1.b)
an independent public accountant performs a surprise examination (9.C.1)
marketing includes hypothetical performance (5.L.3)

Where the RAUM sits

Form ADV Item 5.D, latest filing

Pooled investment vehicles$4.0B62%
Investment companies$1.4B22%
Charitable organizations$977M15%

Individual clients: 0reported
HNW clients: 0reported
Pension plan clients: 0reported
Charitable clients: 24reported
Accounts: 67reported
Financial planning clients: n/areported
Wrap fee programs: noreported
Custody of client assets: $2.1B for 34 clientsreported
Compensation: % of AUM, fixed, performancereported
Class basis: absent from the latest SEC rosterderived

Advisors registered through the firm

0 on IAPD today, longest tenure first

No representative is registered through this CRD on IAPD.

Advisor movement

Left, latest

none on the tape

Joined, latest

none on the tape

Every departure Every arrival

Private funds

9 reported on Schedule D 7.B.(1)

Fund	Type	Gross assets	Owners	First reported
T••• A••••••• R••••• P••• I•no longer reported	Hedge Fund	$298M	29	Mar 27, 2012
T••• A••••••• R••••• P•••no longer reported	Hedge Fund	$197M	20	Mar 27, 2012
T••• P••••••• I•• L••	Hedge Fund	$21.0M	68	Mar 27, 2012
T••• P••••••• I••• L••	Hedge Fund	$18.3M	43	Mar 27, 2012
T••• P••••••• V••••••••• L••	Hedge Fund	$16.6M	42	Mar 27, 2012
T••• P••••••• I•• L••no longer reported	Hedge Fund	$14.1M	49	Mar 27, 2012
T••• S•••••••• P••••••• I• L••no longer reported	Hedge Fund	$6.2M	23	Mar 27, 2012
T••• R••••• • R•••••••• I• L••no longer reported	Hedge Fund	$5.5M	9	Mar 27, 2012
T••• P••••••• I• L••no longer reported	Private Equity Fund	$993,766	28	Mar 27, 2012

Owners and control persons

Schedule A and B, latest filing

B••••••••• D••••••• D•••• · Directorcontrol
since 12/2020 · owns less than 5%
B•••••• C•••••••• K••• · Chief Executive Officer/Directorcontrol
since 04/2020 · owns less than 5%
D••••••••• K•••••••• M•••• •••• · Vice President/Treasurercontrol
since 07/2017 · owns less than 5%
D•••••• R•••••• W••••• · Directorcontrol
since 09/2020 · owns less than 5%
H••••• Z•••• T••••• · Vice Presidentcontrol
since 12/2017 · owns less than 5%
K•••• K••••••• A•••• · Directorcontrol
since 09/2020 · owns less than 5%
M•••••• L•••• L•••••• B•••• · General Counsel/Vice President/Secretarycontrol
since 10/2020 · owns less than 5%
O•••••••• G••••••••• •••• · Directorcontrol
since 12/2016 · owns less than 5%
O•••••••• B•••• N•• · Directorcontrol
since 09/2021 · owns less than 5%
P•••••• J••••••• N••• · Head Of Member Portfolio Management And Servicescontrol
since 01/2021 · owns less than 5%
R•••••• A•••••• C•••••• · Directorcontrol
since 06/2022 · owns less than 5%
S•••••• R••••••• W••• · Directorcontrol
since 06/2022 · owns less than 5%
S•••••••• C••••••••• A•••••• · Chief Compliance Officer/Vice Presidentcontrol
since 04/2008 · owns less than 5%
W••••••••• J••• L••• · Chief Investment Officer/Directorcontrol
since 10/2015 · owns less than 5%
Z•••• R•••••• J•• · Chief Operating Officer/Vice Presidentcontrol
since 02/2017 · owns less than 5%

Related persons

Schedule D 7.A

T••• I••••••••• M•••••••••
investment adviserbankpooled vehicle sponsoryRAUM $2.5B

Offices

Schedule D 1.F, the 25 largest

Boston, MA16 employees

What changed

consecutive filings, newest first

Legal name · T••• A••••••• S•••••••• I••• to T••• A••••••• S•••••••• L••
Jul 10, 2023 to Jul 24, 2023
Organization form · Limited Liability Company to Corporation
Jul 10, 2023 to Jul 24, 2023
Organization form · Corporation to Limited Liability Company
Mar 30, 2023 to Jul 10, 2023
Accounts · 59 to 67
Sep 13, 2022 to Mar 30, 2023
Advisory employees · 18 to 15
Sep 13, 2022 to Mar 30, 2023
BD registered reps · 16 to 12
Sep 13, 2022 to Mar 30, 2023
Charity clients · 16 to 24
Sep 13, 2022 to Mar 30, 2023
Assets in custody · $2.1B to $2.1B
Sep 13, 2022 to Mar 30, 2023
Employees · 64 to 68
Sep 13, 2022 to Mar 30, 2023
Discretionary RAUM · $6.5B to $6.4B
Sep 13, 2022 to Mar 30, 2023
Pooled vehicle RAUM · $4.1B to $4.0B
Sep 13, 2022 to Mar 30, 2023
RAUM · $6.5B to $6.4B
Sep 13, 2022 to Mar 30, 2023
Accounts · 57 to 59
Jan 20, 2022 to Mar 28, 2022
Advisory employees · 16 to 18
Jan 20, 2022 to Mar 28, 2022
Charity clients · 14 to 16
Jan 20, 2022 to Mar 28, 2022
Pooled vehicle clients · 41 to 42
Jan 20, 2022 to Mar 28, 2022
Assets in custody · $1.7B to $2.1B
Jan 20, 2022 to Mar 28, 2022
Employees · 61 to 64
Jan 20, 2022 to Mar 28, 2022
Private funds · 38 to 39
Jan 20, 2022 to Mar 28, 2022
Discretionary RAUM · $4.9B to $6.5B
Jan 20, 2022 to Mar 28, 2022
Pooled vehicle RAUM · $2.6B to $4.1B
Jan 20, 2022 to Mar 28, 2022
RAUM · $4.9B to $6.5B
Jan 20, 2022 to Mar 28, 2022
Accounts · 46 to 57
Jan 29, 2021 to Mar 26, 2021
Advisory employees · 18 to 16
Jan 29, 2021 to Mar 26, 2021
BD registered reps · 17 to 16
Jan 29, 2021 to Mar 26, 2021
Charity clients · 8 to 14
Jan 29, 2021 to Mar 26, 2021
Pooled vehicle clients · 36 to 41
Jan 29, 2021 to Mar 26, 2021
Assets in custody · $2.3B to $1.7B
Jan 29, 2021 to Mar 26, 2021
Employees · 62 to 61
Jan 29, 2021 to Mar 26, 2021
Private funds · 35 to 38
Jan 29, 2021 to Mar 26, 2021
Discretionary RAUM · $4.8B to $4.9B
Jan 29, 2021 to Mar 26, 2021
Pooled vehicle RAUM · $2.3B to $2.6B
Jan 29, 2021 to Mar 26, 2021
RAUM · $4.8B to $4.9B
Jan 29, 2021 to Mar 26, 2021
Accounts · 45 to 46
Sep 12, 2019 to Mar 27, 2020
Advisory employees · 19 to 18
Sep 12, 2019 to Mar 27, 2020
BD registered reps · 19 to 17
Sep 12, 2019 to Mar 27, 2020
Charity clients · 6 to 8
Sep 12, 2019 to Mar 27, 2020
Pooled vehicle clients · 37 to 36
Sep 12, 2019 to Mar 27, 2020
Assets in custody · $1.7B to $2.3B
Sep 12, 2019 to Mar 27, 2020
Employees · 73 to 62
Sep 12, 2019 to Mar 27, 2020

Signals

22 dated events

Finley Neal Triplett (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2022-09-13, absent 2023-03-30)
Mar 30, 2023 · Control person left · inference
T••• I••••••••• M••••••••• reported RAUM $6.5B, up 33% from $4.9B (2022-01-20 to 2022-03-28)
Mar 28, 2022 · RAUM change · derived
Bernard Peter Holland (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2022-01-20, absent 2022-03-28)
Mar 28, 2022 · Control person left · inference
A••••• M•••••• M••••• (Head Of Strategic Partnerships) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2022-01-04, absent 2022-01-20)
Jan 20, 2022 · Control person left · inference
Lynn Pamela Peedin (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2021-09-30, absent 2022-01-04)
Jan 4, 2022 · Control person left · inference
Nmn Bola Olusanya (Director) appeared on Schedule A of T••• I••••••••• M•••••••••
Sep 30, 2021 · Control person joined · fact
Yvonne Kim Lew (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2021-03-26, absent 2021-09-30)
Sep 30, 2021 · Control person left · inference
Leo James Shields (Vice President/Chief Info Officer) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2021-01-29, absent 2021-03-26)
Mar 26, 2021 · Control person left · inference
Alan Patrick Torrey (Managing Director/Head Of Outreach) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2021-01-29, absent 2021-03-26)
Mar 26, 2021 · Control person left · inference
Joseph Richard Flannery (Executive Chairman/Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2020-12-14, absent 2021-01-29)
Jan 29, 2021 · Control person left · inference
A••••• M•••••• M••••• (Head Of Strategic Partnerships) appeared on Schedule A of T••• I••••••••• M•••••••••
Jan 29, 2021 · Control person joined · fact
Noel Jessica Portis (Head Of Member Portfolio Management And Services) appeared on Schedule A of T••• I••••••••• M•••••••••
Jan 29, 2021 · Control person joined · fact
Diane Deborah Boedicker (Director) appeared on Schedule A of T••• I••••••••• M•••••••••
Dec 14, 2020 · Control person joined · fact
Richard Dennis Sugino (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2020-07-15, absent 2020-10-02)
Oct 2, 2020 · Control person left · inference
Lazarus Black Lisa Matson (General Counsel/Vice President/Secretary) appeared on Schedule A of T••• I••••••••• M•••••••••
Oct 2, 2020 · Control person joined · fact
Agnes Kathryn Koch (Director) appeared on Schedule A of T••• I••••••••• M•••••••••
Oct 2, 2020 · Control person joined · fact
Welles Robert Durden (Director) appeared on Schedule A of T••• I••••••••• M•••••••••
Oct 2, 2020 · Control person joined · fact
Ann Kelly Lundstrom (Vice President) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2020-05-14, absent 2020-07-15)
Jul 15, 2020 · Control person left · inference
Kane Clarence Brenan (President) appeared on Schedule A of T••• I••••••••• M•••••••••
Apr 23, 2020 · Control person joined · fact
Charles Scott Malpass (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2019-09-12, absent 2020-03-27)
Mar 27, 2020 · Control person left · inference
Frederick Herbert Bohnet (General Counsel-Corporate/Secretary/Vice President) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2019-09-12, absent 2020-03-27)
Mar 27, 2020 · Control person left · inference
Denevers Collette Chilton (Director) no longer on Schedule A of T••• I••••••••• M••••••••• (listed 2018-08-01, absent 2019-03-28)
Mar 28, 2019 · Control person left · inference

Across DFX

shared identifiers only, never a name match

T••• I••••••••• M••••••••• · Private Equity
shared crd · organization
T••• I••••••••• M••••••••• · Venture Capital
shared crd · organization

Provenance

Form ADV: SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
Advisors: IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
Class: Former SEC-registered adviserderiveda rule over Items 5.D and 7.A
RAUM per advisor: n/aderivedfirm RAUM over the IAPD count; not a book size
Loaded: Sep 14, 2026

Across the graphs

T••• I••••••••• M••••••••• is the same institution as 1 record in Real Estate Funds.

Real Estate Funds1

Which record it is in each graph, what it is called there, and what the two were joined on. The Data Factory holds all nine graphs and the identity layer between them.

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