DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Orion Portfolio Solutions, LLC CRD 107975 | Omaha, NE | BD affiliated | $65B | 60% | 199 | $326M | 1 | 0 |
| Cwm, LLC CRD 155344 | Omaha, NE | BD affiliated | $51B | 91% | 660 | $76.6M | 165 | 0 |
| Ameritas Investment Partners, Inc. CRD 109381 | Lincoln, NE | institutional | $29B | 2.9% | 7 | $4.1B | 1 | 0 |
| A••••••• A••••••• S•••••••• L•• CRD 317245 | Lincoln, NE | BD affiliated | $14B | 96% | 549 | $25.0M | 247 | 0 |
| B•••••• I••••••••• M••••••••• I•• CRD 108028 | Omaha, NE | mixed wealth | $11B | 49% | 31 | $365M | 0 | 0 |
| M••••• A•••••••• L•• CRD 167658 | Omaha, NE | BD affiliated | $8.5B | 94% | 154 | $55.5M | 75 | 0 |
| W•••• I••••••••• M••••••••• I••• CRD 105088 | Omaha, NE | asset manager | $8.1B | 1.1% | 3 | $2.7B | 0 | 0 |
| F•••• N••••••• A•••••••• L•• CRD 277146 | Omaha, NE | mixed wealth | $7.4B | 23% | 29 | $254M | 4 | 0 |
| A•••• W••••• M••••••••• L•• CRD 148674 | Omaha, NE | independent RIA | $6.5B | 87% | 71 | $91.0M | 13 | 0 |
| M•••• C•••••• CRD 158782 | Omaha, NE | asset manager | $3.8B | 0.0% | 0 | n/a | 0 | 11 |
| W••••• M••••••••• CRD 137080 | Norfolk, NE | mixed wealth | $3.7B | 46% | 47 | $78.9M | 29 | 0 |
| W•••••••• R••• C•••••• M••••••••• L•• CRD 156675 | Lincoln, NE | mixed wealth | $3.3B | 27% | 0 | n/a | 0 | 4 |
| L••• F•••••••• CRD 117273 | Omaha, NE | independent RIA | $3.2B | 73% | 15 | $212M | 1 | 0 |
| P•••••••• • A••••••• I•• CRD 111033 | Lincoln, NE | independent RIA | $3.0B | 54% | 14 | $217M | 0 | 0 |
| P•••••• W••••• A•••• M••••••••• CRD 315819 | Omaha, NE | independent RIA | $2.5B | 100% | 22 | $115M | 6 | 0 |
| P•••••• A•••• M••••••••• L•• CRD 106457 | Omaha, NE | other | $2.4B | 16% | 5 | $487M | 0 | 1 |
| W••••••••• I••••••••• M••••••••• L•• CRD 311364 | Omaha, NE | independent RIA | $2.2B | 86% | 29 | $75.4M | 4 | 2 |
| C••••• G•••• I•••••••• CRD 291744 | Omaha, NE | asset manager | $2.0B | 0.0% | 7 | $293M | 2 | 0 |
| T•••••••• C•••••• M••••••••• L•• CRD 112528 | Omaha, NE | asset manager | $1.9B | 5.6% | 9 | $211M | 2 | 0 |
| A•••• C•••••• G••••• L•• CRD 135879 | Grand Island, NE | independent RIA | $1.5B | 94% | 22 | $68.3M | 5 | 2 |
| I••••••• C•••••• P•••••••• L•• CRD 168892 | Omaha, NE | mixed wealth | $1.1B | 20% | 5 | $229M | 1 | 0 |
| W••••••••• P••••••• CRD 305026 | Omaha, NE | independent RIA | $1.1B | 96% | 26 | $43.1M | 10 | 0 |
| M••••• C•• A•• A••••••• CRD 129015 | Norfolk, NE | independent RIA | $862M | 72% | 19 | $45.4M | 1 | 0 |
| L•••••• C••••••• L•• CRD 168307 | Lincoln, NE | independent RIA | $845M | 85% | 5 | $169M | 0 | 0 |
| S•••••• C•••••• P••••••• CRD 317517 | Omaha, NE | independent RIA | $810M | 97% | 11 | $73.7M | 0 | 0 |
| B••••••••• W••••• CRD 300012 | Lincoln, NE | independent RIA | $784M | 87% | 8 | $98.0M | 0 | 0 |
| P••••••••• F•••••••• A•••••••• L•• CRD 173719 | North Platte, NE | independent RIA | $770M | 65% | 7 | $110M | 3 | 0 |
| T•• M••••••• G••••• L•• CRD 171102 | Omaha, NE | asset manager | $711M | 0.0% | 1 | $711M | 0 | 1 |
| C•••••••• A••••••• I•• CRD 104851 | Omaha, NE | independent RIA | $694M | 51% | 4 | $173M | 0 | 0 |
| S•••• W•••••• L•• CRD 315496 | Omaha, NE | independent RIA | $686M | 87% | 20 | $34.3M | 1 | 0 |
| A•••••• F•••• I••••••••• A••••••• L•• CRD 106984 | Omaha, NE | independent RIA | $665M | 99% | 7 | $95.0M | 1 | 0 |
| S•••••• P•••••••• L•• CRD 160381 | Omaha, NE | independent RIA | $589M | 100% | 99 | $6.0M | 63 | 0 |
| P•••••• W••••• A•••••••• I••• CRD 165266 | Omaha, NE | independent RIA | $558M | 91% | 9 | $62.0M | 4 | 1 |
| W••••••••• C•••••• M••••••••• I•• CRD 110961 | Omaha, NE | independent RIA | $556M | 90% | 3 | $185M | 0 | 0 |
| O•••••••• F•••••••• S••••••• CRD 339739 | Kearney, NE | independent RIA | $556M | 89% | 4 | $139M | 0 | 0 |
| A•••••• W••••• S••••••••• L••••• CRD 293175 | Omaha, NE | independent RIA | $538M | 100% | 5 | $108M | 0 | 0 |
| F•••••••• F•••••••• M••••••••• L•• CRD 285484 | Lincoln, NE | independent RIA | $468M | 96% | 10 | $46.8M | 0 | 0 |
| F•••• N••••••• F•••••••• S••••••• CRD 298667 | North Platte, NE | independent RIA | $458M | 95% | 3 | $153M | 0 | 0 |
| A••••• W•••• • C• CRD 108026 | Elkhorn, NE | independent RIA | $438M | 100% | 2 | $219M | 0 | 0 |
| P••• A• W•••••• L•• CRD 287860 | Lincoln, NE | independent RIA | $434M | 95% | 7 | $62.0M | 1 | 0 |
| L••••• K•••••• I••••••••• M••••••••• I•• CRD 105053 | Omaha, NE | independent RIA | $429M | 76% | 4 | $107M | 0 | 0 |
| I••• W••••• M••••••••• L•• CRD 286085 | Omaha, NE | independent RIA | $397M | 99% | 53 | $7.5M | 44 | 0 |
| M•••• • Q•••• W••••• P••••••• CRD 332074 | Omaha, NE | independent RIA | $373M | 99% | 3 | $124M | 0 | 0 |
| S••••••••• W••••• S•••••• L•• CRD 327894 | Kearney, NE | independent RIA | $369M | 100% | 13 | $28.4M | 3 | 0 |
| P•••• K••••• L•• CRD 109268 | Omaha, NE | independent RIA | $347M | 89% | 2 | $173M | 0 | 0 |
| W••••• A••••••• N••••••• I••• CRD 113836 | Hastings, NE | independent RIA | $300M | 87% | 8 | $37.5M | 7 | 0 |
| C••••••••• F•••••••• G•••••••• CRD 129246 | Omaha, NE | independent RIA | $292M | 96% | 5 | $58.4M | 4 | 0 |
| H•••• H••• W••••• M••••••••• I••• CRD 164942 | Omaha, NE | independent RIA | $290M | 99% | 3 | $96.5M | 0 | 0 |
| H•• W••••• M••••••••• L•• CRD 128315 | Lincoln, NE | independent RIA | $277M | 97% | 5 | $55.5M | 1 | 0 |
| I••••••••• P•••••••• L•• CRD 315587 | Omaha, NE | asset manager | $274M | 0.0% | 0 | n/a | 1 | 9 |
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70 advisers match.