Firms
SEC-registered investment advisers
About this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.ShowingHQ stateNE · Nebraska
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HQ state
RAUM
Advisors
Latest Form ADV by month · This month (Nov 2026): 1 · Oct 2026: 11
Latest Form ADV by monthClick a month to filter
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Wealth managers with advisorsOther advisersUnclassed
- RAUM
- $251B
- advisors registered
- 2,895
- with private funds
- 9
- reported a succession
- 0
72 advisers
| Firm | RAUM |
|---|---|
Omaha, NE · independent RIA · CRD 305026 | $1.1B |
Lincoln, NE · BD affiliated · CRD 317245 | $14B |
Omaha, NE · independent RIA · CRD 155344 | $51B |
Omaha, NE · independent RIA · CRD 308397 | $240M |
Lincoln, NE · institutional · CRD 109381 | $29B |
+67 additional advisers match these filters
Every name, record and relationship behind this count, with the source on each.
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