DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Wealthplan Partners
Legal name Wealthplan Partners, LLC
Latest filing Jul 21, 2026
First filing on the tape Dec 16, 2019 · 29 filings
SEC status approved since Nov 25, 2019
RAUM
$1.1B
reported, Item 5.F
Discretionary
96%
of RAUM
Private clients
96%
$1.1B individuals and HNW
Advisors
26
registered through the firm on IAPD
RAUM per advisor
$43.1M
derived; firm RAUM over IAPD count
Employees
56
26 advisory (5.B.1)
Offices
10
beyond the principal office
Private funds
0
reported on Schedule D
History
29 filings and snapshots on the tape
RAUM$1.1B as of Jul 21, 2026
Mar 27, 2020$402M then
HNW client RAUM$648M as of Jul 21, 2026
Mar 27, 2020$186M then
State-registered IARs (5.B.3)26 as of Jul 21, 2026
Mar 27, 202029 then
Employees (5.A)56 as of Jul 21, 2026
Mar 27, 202084 then
Private funds: no history
RAUM -12% over the last fiscal year-12% a year over threeIARs 24 to 26offices 12 to 10
Practice profile
derived from the filing of Jul 21, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $43.1MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 65derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.6MderivedHNW RAUM over HNW clients
- Average account
- $304,316derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 96%derivedof RAUM
- Institutional
- 1.8%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 2.2derivedItem 5.A over advisors
- Advisors per office
- 2.4derived11 offices incl. principal (1.F.5)
- RAUM growth, one year
- -12%derivedbetween the last two annual amendments
- Advisor growth, one year
- +8.3%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -29%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $241M, 697 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$648M58%
- Individuals$432M39%
- Corporations and businesses$20.0M1.8%
- Charitable organizations$11.3M1.0%
- Pension and profit-sharing plans$9.1M0.8%
- Individual clients
- 1,429reported
- HNW clients
- 248reported
- Pension plan clients
- 7reported
- Charitable clients
- 12reported
- Accounts
- 3,681reported
- Financial planning clients
- 251-500reported
- Wrap fee programs
- noreported
- Custody of client assets
- $241M for 697 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.96 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=21.0derived
Advisors registered through the firm
16 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Charles Edward PratherCertified Financial Planner | Omaha, Ne | Jan 7, 2020 | 32 y | 3 |
| Richard Jacob Holle | Tampa, Fl | Jan 8, 2020 | 32 y | 3 |
| Jason Michael Pott | Omaha, Ne | Jan 8, 2020 | 17 y | 1 |
| Ryan M Feltz | Omaha, Ne | Jan 15, 2020 | 24 y | 2 |
| Michael Lee Moravec | David City, Ne | Jan 15, 2020 | 28 y | 5 |
| Daniel Paul FeltzCertified Financial Planner | Omaha, Ne | Jan 15, 2020 | 35 y | 2 |
| Garth Jonathan Terlizzi | Omaha, Ne | Jan 23, 2020 | 46 y | 2 |
| Joseph Bradford Mcclellan | Bayonne, Nj | Feb 18, 2020 | 32 y | 4 |
| Steven H Druckman | Omaha, Ne | Jun 2, 2021 | 19 y | 5 |
| B. David Goldstein | Rancho Mirage, Ca | Jun 30, 2022 | 36 y | 4 |
| Louis Paul Thomas Brunning | Omaha, Ne | Apr 19, 2024 | 17 y | 2 |
| Blake Robert Lynch | Omaha, Ne | Apr 25, 2024 | 10 y | 2 |
| Adam Bruce Carter | Omaha, Ne | Apr 18, 2025 | 21 y | 2 |
| Andrew Pierce Large | Omaha, Ne | Aug 26, 2025 | 17 y | 6 |
| Damon Paul Feltz | Omaha, Ne | Oct 22, 2025 | 18 y | 0 |
| Aaron Timothy WintersCertified Financial Planner | Omaha, Ne | Nov 26, 2025 | 17 y | 7 |
Advisor movement
1 left, 1 joined in 12 months
net 0 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 3.8% of current headcount14 left over 36 months
Left, latest
- Tad Allen Singer to Cwm, LLCMar 31, 2026 · RIA to affiliated broker-dealer or bank
- Anthony James Stoll to United Planners' Financial Services Of America A Limited PartnerAug 8, 2025 · RIA to RIA
- Kimberly Ann Stoll to United Planners' Financial Services Of America A Limited PartnerAug 8, 2025 · RIA to RIA
- Austin Gregory Miller to Wealthplan Investment Management LLCJun 27, 2025 · RIA to RIA
- Brent Allen Mccune to Wealthplan Investment Management LLCJun 17, 2025 · RIA to RIA
- Randall Scott Coble to Wealthplan Investment Management LLCJun 16, 2025 · RIA to RIA
- Paul James Pittman to Wealthplan Investment Management LLCDec 16, 2024 · RIA to RIA
- Jessica Lynn Rausch to Morgan StanleySep 17, 2024 · RIA to wirehouse
- Thomas Michael Hamilton to Private Advisor Group, LLCAug 27, 2024 · RIA to affiliated broker-dealer or bank
- Jeremy Royal Armagost to Wealthplan Investment Management LLCAug 9, 2024 · RIA to RIA
- James Ferrell Obrien to Wealthplan Investment Management LLCJul 12, 2024 · RIA to RIA
- Dillon Troy Schutte to Wealthplan Investment Management LLCJul 12, 2024 · RIA to RIA
- Tron David Welch to Welch Financial Planning, LLCMar 1, 2024 · RIA to a newly registered adviser
- Lisa Ann Cowan to Welch Financial Planning, LLCMar 1, 2024 · RIA to a newly registered adviser
- Scott Michael Cuykendall to RBC Capital Markets, LLCJul 3, 2023 · RIA to affiliated broker-dealer or bank
Joined, latest
- Aaron Timothy Winters from Osaic Wealth, Inc.Nov 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- Andrew Pierce Large from Osaic Advisory Services, LLCAug 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- Langston Washington from Orion Portfolio Solutions, LLCJun 26, 2025 · Affiliated broker-dealer or bank to independent RIA
- Adam Bruce Carter from Lpf Advisors, LLCApr 18, 2025 · RIA to RIA
- Blake Robert Lynch from Cetera Investment Advisers LLCApr 25, 2024 · Affiliated broker-dealer or bank to independent RIA
- Louis Paul Thomas Brunning from Securities America Advisors, Inc.Apr 19, 2024 · Affiliated broker-dealer or bank to independent RIA
- David D Peterson from Cetera Investment Advisers LLCOct 2, 2023 · Affiliated broker-dealer or bank to independent RIA
- Scott Michael Cuykendall from Td Ameritrade Investment Management, LLCAug 1, 2022 · RIA to RIA
- B. David Goldstein from Western International SecuritiesJun 30, 2022 · Affiliated broker-dealer or bank to independent RIA
- Deanna Rose Weidner from Ae Wealth Management, LLCMay 26, 2022 · Affiliated broker-dealer or bank to independent RIA
- Michael Prestifilippo from Fidelity Personal And Workplace AdvisorsJun 23, 2020 · Affiliated broker-dealer or bank to independent RIA
- Tad Allen Singer from Allen Capital Group, LLCFeb 13, 2020 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for United Planners' Financial Services Of America A Limited PartnerAug 8, 2025 · Camanche, Ia
- 2 left for Welch Financial Planning, LLCMar 1, 2024 · Omaha, Ne
- 2 left for LPL Financial LLCSep 30, 2022 · Omaha, Ne
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Patrick Michael Brewer · Chief Executive Officercontrolsince 10/2024 · owns 10% to 25%
- Faye Sarah Kennelly · Chief Operations Officercontrolsince 03/2025 · owns less than 5%
- Thomas Mark Lasswell · Chief Compliance Officercontrolsince 07/2026 · owns less than 5%
- Cleve Wade Behlen · General Partnercontrolsince 01/2021 · owns 25% to 50% of Wealthplan Group, LLC
- Arthur Todd Feltz · General Partnercontrolsince 01/2021 · owns 25% to 50% of Wealthplan Group, LLC
- Thomas Brent Omara · General Partnercontrolsince 01/2021 · owns 25% to 50% of Wealthplan Group, LLC
- D David Peterson · Director Of Supervisionsince 07/2026 · owns less than 5%
Entity owners
- Wealthplan Group, LLC · Ownerdirect · owns 75% or more
Related persons
Schedule D 7.A
- Wealthplan Investment Management LLCinvestment advisernRAUM $2.2B
Advisers that list Wealthplan Partners as a related person
- 311364 n
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Omaha, Ne · principal | 24 | 9 | 1 | ||
| Sioux City, Ia | 7 | 7 | 0 | ||
| Westminster, Co | 2 | 0 | 0 | ||
| Onalaska, Wi | 2 | 0 | 0 | ||
| New York, Ny | 0 | 0 | 0 | ||
| Camanche, Ia | 0 | 0 | 0 | ||
| Overland Park, Ks | 0 | 0 | 0 | ||
| Southport, Nc | 0 | 0 | 0 | ||
| Pittsford, Ny | 0 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Omaha, NE7 employees
- Morristown, NJ5 employees
- Camanche, IA2 employees
- David City, NE2 employees
- Bayonne, NJ2 employees
- Boulder, CO2 employees
- Overland Park, KS2 employees
- Pittsford, NY2 employees
- Westminster, CO2 employees
- Las Vegas, NV1 employees
- Kearney, NE1 employees
- , 1 employees
ADV anomalies
8 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing Jul 21, 2026BEHLEN, WADE, CLEVE (GENERAL PARTNER) left Schedule A between the filings of 2023-09-25 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026Lasswell, Mark, Thomas (CHIEF COMPLIANCE OFFICER) appeared on Schedule A between the filings of 2023-09-25 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026KENNELLY, SARAH, FAYE (CHIEF OPERATIONS OFFICER) appeared on Schedule A between the filings of 2023-09-25 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026BREWER, MICHAEL, PATRICK (CHIEF EXECUTIVE OFFICER) appeared on Schedule A between the filings of 2023-09-25 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026FELTZ, TODD, ARTHUR (GENERAL PARTNER) left Schedule A between the filings of 2023-09-25 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- control person changedChange between filings · filing Jul 21, 2026OMARA, BRENT, THOMAS (GENERAL PARTNER) left Schedule A between the filings of 2023-09-25 and 2026-07-21peers: independent wealth managers, $1B to $5B (1,360)
- HNW share shiftChange between filings · filing Feb 24, 2026HNW share of RAUM moved from 26.0% to 58.0% between the annual amendments of 2025-04-08 and 2026-02-24peers: independent wealth managers, $1B to $5B (1,360)
- account count collapseChange between filings · filing Feb 24, 2026accounts (Item 5.F.2.f) moved from 5,895.0 to 3,681.0 (-38.0%) between the annual amendments of 2025-04-08 and 2026-02-24; the peer median change was +6.0% (1206 comparable advisers, 2.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 2.2% percentile
What changed
consecutive filings, newest first
- Accounts · 5,895 to 3,681Aug 28, 2025 to Feb 24, 2026
- Advisory employees · 24 to 26Aug 28, 2025 to Feb 24, 2026
- BD registered reps · 25 to 21Aug 28, 2025 to Feb 24, 2026
- Corporate clients · 9 to 15Aug 28, 2025 to Feb 24, 2026
- HNW clients · 135 to 248Aug 28, 2025 to Feb 24, 2026
- Individual clients · 2,237 to 1,429Aug 28, 2025 to Feb 24, 2026
- Pension plan clients · 31 to 7Aug 28, 2025 to Feb 24, 2026
- Assets in custody · $240M to $241MAug 28, 2025 to Feb 24, 2026
- Employees · 58 to 56Aug 28, 2025 to Feb 24, 2026
- State-registered IARs · 24 to 26Aug 28, 2025 to Feb 24, 2026
- Other offices · 12 to 10Aug 28, 2025 to Feb 24, 2026
- Discretionary RAUM · $1.2B to $1.1BAug 28, 2025 to Feb 24, 2026
- HNW RAUM · $326M to $648MAug 28, 2025 to Feb 24, 2026
- Individual RAUM · $910M to $432MAug 28, 2025 to Feb 24, 2026
- Non-discretionary RAUM · $43.5M to $39.8MAug 28, 2025 to Feb 24, 2026
- Pension RAUM · $11.2M to $9.1MAug 28, 2025 to Feb 24, 2026
- RAUM · $1.3B to $1.1BAug 28, 2025 to Feb 24, 2026
- Financial planning clients · 251-500 to 251-500Mar 3, 2025 to Apr 8, 2025
- Other offices · 11 to 12Mar 3, 2025 to Apr 8, 2025
- Accounts · 8,894 to 5,895Oct 30, 2024 to Mar 3, 2025
- Advisory employees · 29 to 24Oct 30, 2024 to Mar 3, 2025
- BD registered reps · 33 to 25Oct 30, 2024 to Mar 3, 2025
- Charity clients · 11 to 12Oct 30, 2024 to Mar 3, 2025
- HNW clients · 217 to 135Oct 30, 2024 to Mar 3, 2025
- Individual clients · 3,061 to 2,237Oct 30, 2024 to Mar 3, 2025
- Pension plan clients · 35 to 31Oct 30, 2024 to Mar 3, 2025
- Assets in custody · $441M to $240MOct 30, 2024 to Mar 3, 2025
- Employees · 75 to 58Oct 30, 2024 to Mar 3, 2025
- Insurance-licensed employees · 0 to 2Oct 30, 2024 to Mar 3, 2025
- State-registered IARs · 29 to 24Oct 30, 2024 to Mar 3, 2025
- Other offices · 14 to 11Oct 30, 2024 to Mar 3, 2025
- Discretionary RAUM · $1.6B to $1.2BOct 30, 2024 to Mar 3, 2025
- HNW RAUM · $477M to $326MOct 30, 2024 to Mar 3, 2025
- Individual RAUM · $1.3B to $910MOct 30, 2024 to Mar 3, 2025
- Non-discretionary RAUM · $209M to $43.5MOct 30, 2024 to Mar 3, 2025
- Pension RAUM · $10.5M to $11.2MOct 30, 2024 to Mar 3, 2025
- RAUM · $1.8B to $1.3BOct 30, 2024 to Mar 3, 2025
- Accounts · 6,661 to 8,894Sep 25, 2023 to Mar 25, 2024
- BD registered reps · 37 to 33Sep 25, 2023 to Mar 25, 2024
- Charity clients · 15 to 11Sep 25, 2023 to Mar 25, 2024
Signals
49 dated events
- Andrew Tobias Horsley added a SD registration at Wealthplan PartnersSep 14, 2026 · New state registration · fact
- Dana John Baldridge added a SD registration at Wealthplan PartnersSep 14, 2026 · New state registration · fact
- Donald Robert Heilbuth added a SD registration at Wealthplan PartnersSep 14, 2026 · New state registration · fact
- Dana John Baldridge added a IA registration at Wealthplan PartnersSep 11, 2026 · New state registration · fact
- Andrew Tobias Horsley added a IA registration at Wealthplan PartnersSep 11, 2026 · New state registration · fact
- Donald Robert Heilbuth added a IA registration at Wealthplan PartnersSep 11, 2026 · New state registration · fact
- Tad Allen Singer left Wealthplan Partners for Cwm, Llc (registered 2026-04-01)Mar 31, 2026 · Advisor changed firm · fact
- Kimberly Ann Stoll left Wealthplan Partners for United Planners' Financial Services Of America A Limited Partner (registered 2025-08-01)Aug 8, 2025 · Advisor changed firm · fact
- Anthony James Stoll left Wealthplan Partners for United Planners' Financial Services Of America A Limited Partner (registered 2025-08-01)Aug 8, 2025 · Advisor changed firm · fact
- 2 advisors left Wealthplan Partners (Camanche, IA) for United Planners' Financial Services OF America A Limited Partner on the same dayAug 8, 2025 · Team lift-out · derived
- Austin Gregory Miller left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2025-04-03)Jun 27, 2025 · Advisor changed firm · fact
- Brent Allen Mccune left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2025-05-01)Jun 17, 2025 · Advisor changed firm · fact
- Randall Scott Coble left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2025-05-16)Jun 16, 2025 · Advisor changed firm · fact
- Wealthplan Partners reported RAUM $1.3B, down 30% from $1.8B (2024-10-30 to 2025-03-03)Mar 3, 2025 · RAUM change · derived
- Paul James Pittman left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2024-12-18)Dec 16, 2024 · Advisor changed firm · fact
- Jessica Lynn Rausch left Wealthplan Partners for Morgan Stanley (registered 2024-09-18)Sep 17, 2024 · Advisor changed firm · fact
- Thomas Michael Hamilton left Wealthplan Partners for Private Advisor Group, Llc (registered 2024-05-03)Aug 27, 2024 · Advisor changed firm · fact
- Jeremy Royal Armagost left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2024-07-31)Aug 9, 2024 · Advisor changed firm · fact
- Dillon Troy Schutte left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2024-07-12)Jul 12, 2024 · Advisor changed firm · fact
- James Ferrell Obrien left Wealthplan Partners for Wealthplan Investment Management Llc (registered 2024-07-12)Jul 12, 2024 · Advisor changed firm · fact
- Tron David Welch left Wealthplan Partners for Welch Financial Planning, Llc (registered 2024-02-29)Mar 1, 2024 · Advisor changed firm · fact
- 2 advisors left Wealthplan Partners (Omaha, NE) for Welch Financial Planning, LLC on the same dayMar 1, 2024 · Team lift-out · derived
- Lisa Ann Cowan left Wealthplan Partners for Welch Financial Planning, Llc (registered 2024-02-27)Mar 1, 2024 · Advisor changed firm · fact
- D David Peterson (Chief Compliance Officer) appeared on Schedule A of Wealthplan PartnersSep 25, 2023 · Control person joined · fact
- Michael Scott Cuykendall (Chief Compliance Officer) no longer on Schedule A of Wealthplan Partners (listed 2023-09-25, absent 2023-09-25)Sep 25, 2023 · Control person left · inference
- Scott Michael Cuykendall left Wealthplan Partners for Rbc Capital Markets, Llc (registered 2023-07-06)Jul 3, 2023 · Advisor changed firm · fact
- Shawn Gerald Hanquist left Wealthplan Partners for Plan Group Financial, Inc. (registered 2023-06-14)Jun 30, 2023 · Advisor changed firm · fact
- Rachel Lynn Yost left Wealthplan Partners for Next Financial Group, Inc. (registered 2023-06-29)Jun 29, 2023 · Advisor changed firm · fact
- Michael Scott Cuykendall (Chief Compliance Officer) appeared on Schedule A of Wealthplan PartnersApr 20, 2023 · Control person joined · fact
- Michael Christopher Mcmillan (Chief Compliance Officer) no longer on Schedule A of Wealthplan Partners (listed 2023-03-28, absent 2023-04-20)Apr 20, 2023 · Control person left · inference
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- landon@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- lynn@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- austin@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- bodhi@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brenden@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- brent@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dfeltz@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- dillon@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- elizabethb@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- jamie@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business email
- kevin@feltzwp.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 402-333-8724reportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $43.1Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026