DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
N•• P•••••• E••••• O••••••••• 2•••• L•••
Gross asset value
$110M
as of Mar 30, 2026; not a fund size
Peak GAV
$110M
highest filing
Owners
80
beneficial owners reported
Minimum investment
$100,000
as reported
Adviser and related own
47%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Apr 1, 2022 to Mar 30, 2026
Reporting history
one row per Form ADV filing
Gross asset value$106M as of Sep 19, 2024
Apr 1, 2022$30.0M then
Owners80 as of Sep 19, 2024
Apr 1, 20221 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- master fundreported
- Fund of funds
- yesreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- yes, 31% of the adviser's clients investedreported
- Form D file number
- 021-434500reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Blue Ridge BankLuray, Virginia
- Comerica BankDallas, Texas · LEI 70WY0ID1N53Q4254VH70
- First Republic BankSan Francisco, California
Across DFX
shared identifiers only
- N•• P•••••• E••••• O••••••••• 2•••• L••• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 47%reportedadviser and related persons