DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
O••• I•• C•••••••• L•
Gross asset value
$108M
as of Mar 28, 2024; not a fund size
Peak GAV
$108M
highest filing
Owners
21
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
2%
of the fund
Owned by funds
76%
fund-of-funds interests
Non-US owners
5%
Reported
4 filings
Mar 31, 2022 to Mar 28, 2024
Reporting history
one row per Form ADV filing
Gross asset value$108M as of Mar 28, 2024
Mar 31, 2022$102M then
Owners21 as of Mar 28, 2024
Mar 31, 202221 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Delaware, United Statesreported
- Clients solicited
- noreported
- Form D file number
- 021-417951reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Bank Of America Merrill LynchCharlotte, North Carolina · LEI B4TYDEB6GKMZO031MB27
- Merrill Lynch, Pierce, Fenner & Smith IncorporatedNew York, New York
Across DFX
shared identifiers only
- O••• I•• C•••••••• L• · peshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 2.0%reportedadviser and related persons