DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
K••• C•••• F••• I•• L•••
Gross asset value
$96.3M
as of Mar 29, 2024; not a fund size
Peak GAV
$460M
highest filing
Owners
49
beneficial owners reported
Minimum investment
n/a
as reported
Adviser and related own
12%
of the fund
Owned by funds
47%
fund-of-funds interests
Non-US owners
14%
Reported
16 filings
Mar 29, 2012 to Mar 29, 2024
Reporting history
one row per Form ADV filing
Gross asset value$96.3M as of Mar 29, 2024
Mar 29, 2012$217M then
Owners49 as of Mar 29, 2024
Mar 29, 201240 then
Structure
- Exclusion
- 3(c)(1), up to 100 ownersreported
- Master or feeder
- standalonereported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-168180reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Continental Stock Transfer & Trust CompanyNew York City, New York
- Silicon Valley Bank, A Division Of First-Citizens Bank & Trust CompanySanta Clara, California · LEI L9VVX1KT5TFTKS0MLF66
- JP Morgan Chase Bank, N.A.New York, New York · LEI 7H6GLXDRUGQFU57RNE97
- Morgan StanleySan Francisco, California · LEI 549300FZY6QD0AKPEE24
- Tricor Services LtdHong Kong, Hong Kong
Across DFX
shared identifiers only
- K••• C•••• F••• I•• L••• · vcshared adv fund id
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 12%reportedadviser and related persons