DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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Private fund
H••••• B•• C•••••• S•••••••• O••••••••• M••••• F••• L•••
Gross asset value
$885M
as of Dec 12, 2024; not a fund size
Peak GAV
$1.1B
highest filing
Owners
23
beneficial owners reported
Minimum investment
$5.0M
as reported
Adviser and related own
7%
of the fund
Owned by funds
0%
fund-of-funds interests
Non-US owners
0%
Reported
19 filings
Sep 29, 2017 to Dec 12, 2024
Reporting history
one row per Form ADV filing
Gross asset value$885M as of Dec 12, 2024
Sep 29, 2017$195M then
Owners23 as of Dec 12, 2024
Sep 29, 201715 then
Structure
- Exclusion
- 3(c)(7), qualified purchasersreported
- Master or feeder
- master fundreported
- Fund of funds
- noreported
- Organized in
- Cayman Islandsreported
- Clients solicited
- noreported
- Form D file number
- 021-290943reportedthe join to the Form D offering
Custodians
Schedule D 7.B.(1).A.25, latest filing
- Barclays Bank PlcNew York, New York
- Barclays Capital Inc.New York, New York
- Bnp ParibasNew York, New York
- Bnp Paribas Securities Corp.New York, New York
- Bofa Securities, Inc.New York, New York
- Goldman Sachs & Co. LLCNew York, New York
- Merrill Lynch InternationalLondon, United Kingdom
- National Financial Services LLCNew York, New York
- State Street Bank And Trust Co.Boston, Massachusetts · LEI 571474GEMMWANRLN572
- UBS AgNew York, New York
- UBS Securities LLCNew York, New York · LEI T6FIZBDPKLYJKFCRVK44
Across DFX
shared identifiers only
This fund id is not on the venture or private equity graphs.
Provenance
- Source
- Form ADV Schedule D 7.B.(1), every filing 2011 to 2024reportedadviserinfo.sec.gov
- Status
- on the adviser's latest filing in the extractderived
- Share
- 7.0%reportedadviser and related persons